GILMAN GEORGE W enters SMG INDUSTRIES INC. with 1.56M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 4/15/2019ACC: 0001144204-19-019726
1.56M
Baseline shares
33% direct
511.37K
Direct ownership
1 position
166.67K
Derivative underlying
1 instrument
3
Security positions
1.05M indirect
Non-Derivative Holdings3
Common Stock $.001 par value
IndirectShares owned500K
Common Stock $.001 par value
DirectShares owned511.37K
Common Stock $.001 par value
IndirectShares owned550K
Total
511.37K direct·1.05M indirect1.56M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock $.001 par value | 500K | Indirect |
| Common Stock $.001 par value | 511.37K | Direct |
| Common Stock $.001 par value | 550K | Indirect |
| Total | 1.56M | 511.37K direct·1.05M indirect |
Derivative Holdings1
Warrant
DirectUnderlying security
Common Stock, par value $.001
Underlying shares
166.67K
Shares owned
N/A
Exercise price
0.40
Expiration
—
Exercise window
—
Total
Underlying
166.67K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant Direct | Common Stock, par value $.001 | 0.40 | — | — | 166.67K | N/A |
| Total | 166.67K | 0.00 | ||||