GILLIS STEVEN

Filed: 9/1/2020ACC: 0001493152-20-017108

InsiderGILLIS STEVENCIK 1229592

→

IssuerPULMATRIX, INC.CIK 1574235

Director

Since May 2019

0.00

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

55.60K acquired · 55.60K disposed

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions16

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

1.77K shares

−1.77K

Strike price

118.00

Held after

0.00

Exercisable

—

8/28/2020

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

1.77K shares

+1.77K

Strike price

118.00

Held after

1.77K

Exercisable

—

8/28/2020

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

111.00 shares

−111.00

Strike price

110.00

Held after

0.00

Exercisable

—

8/28/2020

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

111.00 shares

+111.00

Strike price

110.00

Held after

111.00

Exercisable

—

8/28/2020

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

880.00 shares

−880.00

Strike price

28.00

Held after

0.00

Exercisable

—

8/28/2020

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

880.00 shares

+880.00

Strike price

28.00

Held after

880.00

Exercisable

—

8/28/2020

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

440.00 shares

−440.00

Strike price

27.80

Held after

0.00

Exercisable

—

8/28/2020

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

440.00 shares

+440.00

Strike price

27.80

Held after

440.00

Exercisable

—

8/28/2020

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

12.40K shares

−12.40K

Strike price

4.68

Held after

0.00

Exercisable

—

8/28/2020

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

12.40K shares

+12.40K

Strike price

4.68

Held after

12.40K

Exercisable

—

8/28/2020

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

15K shares

−15K

Strike price

1.06

Held after

0.00

Exercisable

—

8/28/2020

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

15K shares

+15K

Strike price

1.06

Held after

15K

Exercisable

—

8/28/2020

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

15K shares

−15K

Strike price

1.54

Held after

0.00

Exercisable

—

8/28/2020

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

15K shares

+15K

Strike price

1.54

Held after

15K

Exercisable

—

8/28/2020

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

10K shares

−10K

Strike price

1.28

Held after

0.00

Exercisable

—

8/28/2020

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

10K shares

+10K

Strike price

1.28

Held after

10K

Exercisable

—

8/28/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock1.77K shares	8/28/2020	D · Disposition	−1.77K	118.00	—	0.00
Stock Option (Right to Buy) Direct	Common Stock1.77K shares	8/28/2020	A · Award	+1.77K	118.00	—	1.77K
Stock Option (Right to Buy) Direct	Common Stock111.00 shares	8/28/2020	D · Disposition	−111.00	110.00	—	0.00
Stock Option (Right to Buy) Direct	Common Stock111.00 shares	8/28/2020	A · Award	+111.00	110.00	—	111.00
Stock Option (Right to Buy) Direct	Common Stock880.00 shares	8/28/2020	D · Disposition	−880.00	28.00	—	0.00
Stock Option (Right to Buy) Direct	Common Stock880.00 shares	8/28/2020	A · Award	+880.00	28.00	—	880.00
Stock Option (Right to Buy) Direct	Common Stock440.00 shares	8/28/2020	D · Disposition	−440.00	27.80	—	0.00
Stock Option (Right to Buy) Direct	Common Stock440.00 shares	8/28/2020	A · Award	+440.00	27.80	—	440.00
Stock Option (Right to Buy) Direct	Common Stock12.40K shares	8/28/2020	D · Disposition	−12.40K	4.68	—	0.00
Stock Option (Right to Buy) Direct	Common Stock12.40K shares	8/28/2020	A · Award	+12.40K	4.68	—	12.40K
Stock Option (Right to Buy) Direct	Common Stock15K shares	8/28/2020	D · Disposition	−15K	1.06	—	0.00
Stock Option (Right to Buy) Direct	Common Stock15K shares	8/28/2020	A · Award	+15K	1.06	—	15K
Stock Option (Right to Buy) Direct	Common Stock15K shares	8/28/2020	D · Disposition	−15K	1.54	—	0.00
Stock Option (Right to Buy) Direct	Common Stock15K shares	8/28/2020	A · Award	+15K	1.54	—	15K
Stock Option (Right to Buy) Direct	Common Stock10K shares	8/28/2020	D · Disposition	−10K	1.28	—	0.00
Stock Option (Right to Buy) Direct	Common Stock10K shares	8/28/2020	A · Award	+10K	1.28	—	10K