GILBERTSON RYAN RANDALL reported 1 transaction at PANBELA THERAPEUTICS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 5/29/2018ACC: 0001437749-18-010864
10% Owner
Since Aug 2018
-105.95K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
94.05K acquired · 200K disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+47.02K
Price / share
—
Trade value
—
% of position
New position
5/16/2018
0.00→47.02K
Total
Net shares
+47.02K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 5/16/2018 | C · Conversion | +47.02K | — | — | New position | 0.00 | 47.02K |
| Total | +47.02K | $0.00 | ||||||
Derivative Transactions2
Convertible Promissory Note
Indirect
Converts to
Common Stock
19.80K shares
Shares
−200K
Strike price
10.10
Held after
0.00
Exercisable
—
5/16/2018
Warrants (right to buy)
Indirect
Converts to
Common Stock
47.02K shares
Shares
+47.02K
Strike price
5
Held after
47.02K
Exercisable
—
5/16/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Convertible Promissory Note Indirect | Common Stock19.80K shares | 5/16/2018 | C · Conversion | −200K | 10.10 | — | 0.00 |
| Warrants (right to buy) Indirect | Common Stock47.02K shares | 5/16/2018 | C · Conversion | +47.02K | 5 | — | 47.02K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned28K
Common Stock
DirectShares owned555.54K
Total
555.54K direct·28K indirect583.54K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 28K | Indirect |
| Common Stock | 555.54K | Direct |
| Total | 583.54K | 555.54K direct·28K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported