GILBERT DANIEL B reported 4 transactions at ROCKET COMPANIES, INC.

Review the transaction codes below to understand the nature of each event.

GILBERT DANIEL B

Filed: 5/28/2021ACC: 0000950142-21-001802

InsiderGILBERT DANIEL BCIK 1569007

→

IssuerROCKET COMPANIES, INC.CIK 1805284

Director10% Owner

Since Aug 2020

-372.56K

Net shares

Net seller

$452.0K

Total sold

Open market trades

0B · 0S

Total transactions

372.56K disposed

Non-Derivative Transactions4

Class A common stock

Direct

G · Gift

−1.44K

Price / share

—

Trade value

—

% of position

5.1%

5/26/2021

28.33K→26.89K

Class A common stock

Direct

J · J

−26.89K

Price / share

$16.81

Trade value

$452.02K

% of position

New position

5/26/2021

26.89K→0.00

Class A common stock

Indirect

G · Gift

−45.67K

Price / share

—

Trade value

—

% of position

13.3%

5/26/2021

344.23K→298.56K

Class A common stock

Indirect

J · J

−298.56K

Price / share

—

Trade value

—

% of position

New position

5/26/2021

298.56K→0.00

Total

Net shares

−372.56K

Net value

-$452.02K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A common stock Direct	5/26/2021	G · Gift	−1.44K	—	—	5.1%	28.33K	26.89K
Class A common stock Direct	5/26/2021	J · J	−26.89K	$16.81	$452.02K	New position	26.89K	0.00
Class A common stock Indirect	5/26/2021	G · Gift	−45.67K	—	—	13.3%	344.23K	298.56K
Class A common stock Indirect	5/26/2021	J · J	−298.56K	—	—	New position	298.56K	0.00
Total			−372.56K		-$452.02K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)3

Class D common stock

Indirect

Shares owned800K

Class D common stock

Direct

Shares owned1.10M

Class D common stock

Indirect

Shares owned1.85B

Total

1.10M direct·1.85B indirect1.85B

Security Title	Shares Owned	Ownership Type
Class D common stock	800K	Indirect
Class D common stock	1.10M	Direct
Class D common stock	1.85B	Indirect
Total	1.85B	1.10M direct·1.85B indirect

Derivative Holdings (Post-Transaction)3

Non-voting common interest units of RKT Holdings, LLC

Indirect

Underlying security

Class B common stock and Class A common stock

Underlying shares

800K

Shares owned

800K

Exercise price

Expiration

—

Exercise window

—

Non-voting common interest units of RKT Holdings, LLC

Direct

Underlying security

Class B common stock and Class A common stock

Underlying shares

1.10M

Shares owned

1.10M

Exercise price

Expiration

—

Exercise window

—

Non-voting common interest units of RKT Holdings, LLC

Indirect

Underlying security

Class B common stock and Class A common stock

Underlying shares

1.85B

Shares owned

1.85B

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

1.85B

Owned

1.85B

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Non-voting common interest units of RKT Holdings, LLC Indirect	Class B common stock and Class A common stock	—	—	800K	800K
Non-voting common interest units of RKT Holdings, LLC Direct	Class B common stock and Class A common stock	—	—	1.10M	1.10M
Non-voting common interest units of RKT Holdings, LLC Indirect	Class B common stock and Class A common stock	—	—	1.85B	1.85B
Total				1.85B	1.85B