GILBERT DANIEL B reported 1 transaction at ROCKET COMPANIES, INC.

Review the transaction codes below to understand the nature of each event.

GILBERT DANIEL B

Filed: 9/11/2020ACC: 0000950142-20-002208

InsiderGILBERT DANIEL BCIK 1569007

→

IssuerROCKET COMPANIES, INC.CIK 1805284

Director10% Owner

Since Aug 2020

-30M

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

30M disposed

Non-Derivative Transactions1

Class D common stock

Indirect

D · Disposition

−15M

Price / share

—

Trade value

—

% of position

0.8%

9/9/2020

1.88B→1.87B

Total

Net shares

−15M

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class D common stock Indirect	9/9/2020	D · Disposition	−15M	—	—	0.8%	1.88B	1.87B
Total			−15M		$0.00

Derivative Transactions1

Non-voting common interest units of RKT Holdings, LLC

Indirect

D · Disposition

Converts to

Class B common stock and Class A common stock

15M shares

−15M

Strike price

Held after

1.87B

Exercisable

—

9/9/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Non-voting common interest units of RKT Holdings, LLC Indirect	Class B common stock and Class A common stock15M shares	9/9/2020	D · Disposition	−15M		—	1.87B

Non-Derivative Holdings (Post-Transaction)4

Class A common stock

Indirect

Shares owned344.23K

Class D common stock

Direct

Shares owned1.10M

Class A common stock

Direct

Shares owned28.33K

Class D common stock

Indirect

Shares owned800K

Total

1.13M direct·1.14M indirect2.27M

Security Title	Shares Owned	Ownership Type
Class A common stock	344.23K	Indirect
Class D common stock	1.10M	Direct
Class A common stock	28.33K	Direct
Class D common stock	800K	Indirect
Total	2.27M	1.13M direct·1.14M indirect

Derivative Holdings (Post-Transaction)2

Non-voting common interest units of RKT Holdings, LLC

Indirect

Underlying security

Class B common stock and Class A common stock

Underlying shares

800K

Shares owned

800K

Exercise price

Expiration

—

Exercise window

—

Non-voting common interest units of RKT Holdings, LLC

Direct

Underlying security

Class B common stock and Class A common stock

Underlying shares

1.10M

Shares owned

1.10M

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

1.90M

Owned

1.90M

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Non-voting common interest units of RKT Holdings, LLC Indirect	Class B common stock and Class A common stock	—	—	800K	800K
Non-voting common interest units of RKT Holdings, LLC Direct	Class B common stock and Class A common stock	—	—	1.10M	1.10M
Total				1.90M	1.90M