GILBERT DANIEL B received a stock award from ROCKET COMPANIES, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

GILBERT DANIEL B

Filed: 8/18/2020ACC: 0000950142-20-002057

InsiderGILBERT DANIEL BCIK 1569007

→

IssuerROCKET COMPANIES, INC.CIK 1805284

Director10% Owner

Since Aug 2020

0.00

Net shares

Net seller

$14.40M

Total acquired

Open market trades

0B · 0S

Total transactions

800K acquired · 800K disposed

Non-Derivative Transactions1

Class D common stock

Indirect

A · Award

+800K

Price / share

$18.00

Trade value

$14.40M

% of position

New position

8/14/2020

0.00→800K

Total

Net shares

+800K

Net value

$14.40M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class D common stock Indirect	8/14/2020	A · Award	+800K	$18.00	$14.40M	New position	0.00	800K
Total			+800K		$14.40M

Derivative Transactions1

Non-voting common interest units of RKT Holdings, LLC

Indirect

A · Award

Converts to

Class B common stock and Class A common stock

800K shares

−800K

Strike price

Held after

800K

Exercisable

—

8/14/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Non-voting common interest units of RKT Holdings, LLC Indirect	Class B common stock and Class A common stock800K shares	8/14/2020	A · Award	−800K		—	800K

Non-Derivative Holdings (Post-Transaction)4

Class A common stock

Direct

Shares owned28.33K

Class D common stock

Direct

Shares owned1.10M

Class D common stock

Indirect

Shares owned1.88B

Class A common stock

Indirect

Shares owned344.23K

Total

1.13M direct·1.88B indirect1.88B

Security Title	Shares Owned	Ownership Type
Class A common stock	28.33K	Direct
Class D common stock	1.10M	Direct
Class D common stock	1.88B	Indirect
Class A common stock	344.23K	Indirect
Total	1.88B	1.13M direct·1.88B indirect

Derivative Holdings (Post-Transaction)2

Non-voting common interest units of RKT Holdings, LLC

Direct

Underlying security

Class B common stock and Class A common stock

Underlying shares

1.10M

Shares owned

1.10M

Exercise price

Expiration

—

Exercise window

—

Non-voting common interest units of RKT Holdings, LLC

Indirect

Underlying security

Class B common stock and Class A common stock

Underlying shares

1.88B

Shares owned

1.88B

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

1.88B

Owned

1.88B

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Non-voting common interest units of RKT Holdings, LLC Direct	Class B common stock and Class A common stock	—	—	1.10M	1.10M
Non-voting common interest units of RKT Holdings, LLC Indirect	Class B common stock and Class A common stock	—	—	1.88B	1.88B
Total				1.88B	1.88B