GILBERT DANIEL B reported 1 transaction at ROCKET COMPANIES, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 8/11/2020ACC: 0000950142-20-001989
Director10% Owner
Since Aug 2020
-200M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
200M disposed
Non-Derivative Transactions1
Class D common stock
Indirect
Shares
−100M
Price / share
—
Trade value
—
% of position
5.0%
8/10/2020
1.98B→1.88B
Total
Net shares
−100M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class D common stock Indirect | 8/10/2020 | D · Disposition | −100M | — | — | 5.0% | 1.98B | 1.88B |
| Total | −100M | $0.00 | ||||||
Derivative Transactions1
Non-voting common interest units of RKT Holdings, LLC
Indirect
Converts to
Class B common stock and Class A common stock
1.88B shares
Shares
−100M
Strike price
Held after
1.88B
Exercisable
—
8/10/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Non-voting common interest units of RKT Holdings, LLC Indirect | Class B common stock and Class A common stock1.88B shares | 8/10/2020 | D · Disposition | −100M | — | 1.88B |
Non-Derivative Holdings (Post-Transaction)3
Class A common stock
DirectShares owned28.33K
Class D common stock
DirectShares owned1.10M
Class A common stock
IndirectShares owned344.23K
Total
1.13M direct·344.23K indirect1.47M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A common stock | 28.33K | Direct |
| Class D common stock | 1.10M | Direct |
| Class A common stock | 344.23K | Indirect |
| Total | 1.47M | 1.13M direct·344.23K indirect |
Derivative Holdings (Post-Transaction)1
Non-voting common interest units of RKT Holdings, LLC
DirectUnderlying security
Class B common stock and Class A common stock
Underlying shares
1.10M
Shares owned
1.10M
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
1.10M
Owned
1.10M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Non-voting common interest units of RKT Holdings, LLC Direct | Class B common stock and Class A common stock | — | — | 1.10M | 1.10M | |
| Total | 1.10M | 1.10M | ||||