GIBERGA SAMUEL A (Executive VP & General Counsel) exercised options at HERCULES SUB LLC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/10/2020ACC: 0001209191-20-017776
Officer· Executive VP & General Counsel
Since Feb 2019
-22.41K
Net shares
Net seller
$7.7K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
92.05K acquired · 114.46K disposed
Non-Derivative Transactions2
COMMON STOCK
Direct
Shares
+92.05K
Price / share
—
Trade value
—
% of position
31.3%
3/6/2020
294.41K→386.45K
COMMON STOCK
Direct
Shares
−22.41K
Price / share
$0.34
Trade value
$7.67K
% of position
5.8%
3/6/2020
386.45K→364.04K
Total
Net shares
+69.63K
Net value
-$7.67K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK Direct | 3/6/2020 | M · Option Exercise | +92.05K | — | — | 31.3% | 294.41K | 386.45K |
| COMMON STOCK Direct | 3/6/2020 | F · Tax Withholding | −22.41K | $0.34 | $7.67K | 5.8% | 386.45K | 364.04K |
| Total | +69.63K | -$7.67K | ||||||
Derivative Transactions1
PHANTOM STOCK
Direct
Converts to
COMMON STOCK
92.05K shares
Shares
−92.05K
Strike price
Held after
184.09K
Exercisable
—
3/6/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| PHANTOM STOCK Direct | COMMON STOCK92.05K shares | 3/6/2020 | M · Option Exercise | −92.05K | — | 184.09K |