GIBBS WEALTH MANAGEMENT

Filed: 11/4/2025ACC: 0002085853-25-000226

📋 What this filing means

GIBBS WEALTH MANAGEMENT filed this quarterly 13F‑HR report disclosing 192 equity positions with a total reported market value of $173.98M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

192

Positions

$173.98M

Total AUM (reported)

3.22M

Total Shares

Allocation by class

COM$65.08M37.4%

MAIN SECTR ROTN$12.90M7.4%

US TREAS BD ETF$10.00M5.7%

PORT MTG BK ETF$8.15M4.7%

0-5YR HI YL CP$7.52M4.3%

CL A$5.86M3.4%

PORTFOLIO SHORT$5.24M3.0%

Portfolio Concentration

Top 3$31.05M17.8%

4–10$33.38M19.2%

11–25$27.92M16.0%

Rest$81.63M46.9%

Top 3 weight

17.8%

Top 10 weight

37.0%

Voting Authority Distribution

Total shares with voting rights: 3.22M

Sole

Full voting authority

1.43K

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.22M

% of voting shares100.0%

Investment Discretion (by position count)

Sole7

Shared0

Other185

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings192

Rows:

NORTHERN LTS FD TR IV

SOLE

MAIN SECTR ROTN

Shares256.04K

TypeSH

Market value$12.90M

7.41%

Sole

1.05K

Shared

0.00

None

254.99K

ISHARES TR

OTR

US TREAS BD ETF

Shares439.22K

TypeSH

Market value$10.00M

5.75%

Sole

0.00

Shared

0.00

None

439.22K

SPDR SER TR

OTR

PORT MTG BK ETF

Shares375.25K

TypeSH

Market value$8.15M

4.68%

Sole

0.00

Shared

0.00

None

375.25K

ISHARES TR

OTR

0-5YR HI YL CP

Shares176.79K

TypeSH

Market value$7.52M

4.32%

Sole

0.00

Shared

0.00

None

176.79K

SPDR SER TR

OTR

PORTFOLIO SHORT

Shares176.12K

TypeSH

Market value$5.24M

3.01%

Sole

0.00

Shared

0.00

None

176.12K

VANGUARD SCOTTSDALE FDS

OTR

INT-TERM CORP

Shares65.01K

TypeSH

Market value$5.23M

3.01%

Sole

0.00

Shared

0.00

None

65.01K

AMAZON COM INC

SOLE

COM

Shares27.77K

TypeSH

Market value$5.01M

2.88%

Sole

59.00

Shared

0.00

None

27.71K

MICROSOFT CORP

OTR

COM

Shares9.60K

TypeSH

Market value$4.04M

2.32%

Sole

16.00

Shared

0.00

None

9.59K

SPDR INDEX SHS FDS

OTR

PORTFOLIO DEVLPD

Shares92.16K

TypeSH

Market value$3.30M

1.90%

Sole

0.00

Shared

0.00

None

92.16K

SPDR SER TR

OTR

PORTFOLIO LN TSR

Shares108.34K

TypeSH

Market value$3.03M

1.74%

Sole

0.00

Shared

0.00

None

108.34K

J P MORGAN EXCHANGE TRADED F

OTR

ULTRA SHRT INC

Shares51.72K

TypeSH

Market value$2.61M

1.50%

Sole

0.00

Shared

0.00

None

51.72K

APPLE INC

SOLE

COM

Shares13.62K

TypeSH

Market value$2.34M

1.34%

Sole

0.00

Shared

0.00

None

13.62K

NETFLIX INC

OTR

COM

Shares3.70K

TypeSH

Market value$2.25M

1.29%

Sole

0.00

Shared

0.00

None

3.70K

SPDR SER TR

OTR

PRTFLO S&P500 VL

Shares42.01K

TypeSH

Market value$2.10M

1.21%

Sole

0.00

Shared

0.00

None

42.01K

VISA INC

OTR

COM CL A

Shares7.37K

TypeSH

Market value$2.06M

1.18%

Sole

0.00

Shared

0.00

None

7.37K

SPDR SER TR

OTR

PRTFLO S&P500 GW

Shares26.72K

TypeSH

Market value$1.95M

1.12%

Sole

0.00

Shared

0.00

None

26.72K

NOVO-NORDISK A S

OTR

ADR

Shares14.61K

TypeSH

Market value$1.88M

1.08%

Sole

0.00

Shared

0.00

None

14.61K

SERVICENOW INC

OTR

COM

Shares2.43K

TypeSH

Market value$1.85M

1.06%

Sole

0.00

Shared

0.00

None

2.43K

SALESFORCE INC

OTR

COM

Shares6.01K

TypeSH

Market value$1.81M

1.04%

Sole

0.00

Shared

0.00

None

6.01K

MASTERCARD INCORPORATED

OTR

CL A

Shares3.61K

TypeSH

Market value$1.74M

1.00%

Sole

0.00

Shared

0.00

None

3.61K

SPDR SER TR

OTR

BLOOMBERG HIGH Y

Shares17.31K

TypeSH

Market value$1.65M

0.95%

Sole

0.00

Shared

0.00

None

17.31K

ALPHABET INC

OTR

CAP STK CL C

Shares10.78K

TypeSH

Market value$1.64M

0.94%

Sole

0.00

Shared

0.00

None

10.78K

ABBOTT LABS

OTR

COM

Shares12.40K

TypeSH

Market value$1.41M

0.81%

Sole

0.00

Shared

0.00

None

12.40K

ADOBE INC

OTR

COM

Shares2.64K

TypeSH

Market value$1.33M

0.76%

Sole

0.00

Shared

0.00

None

2.64K

ALPHABET INC

OTR

CAP STK CL A

Shares8.67K

TypeSH

Market value$1.31M

0.75%

Sole

0.00

Shared

0.00

None

8.67K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
NORTHERN LTS FD TR IVSOLE	MAIN SECTR ROTN	256.04K	SH	$12.90M 7.41%	1.05K	254.99K
ISHARES TROTR	US TREAS BD ETF	439.22K	SH	$10.00M 5.75%	0.00	439.22K
SPDR SER TROTR	PORT MTG BK ETF	375.25K	SH	$8.15M 4.68%	0.00	375.25K
ISHARES TROTR	0-5YR HI YL CP	176.79K	SH	$7.52M 4.32%	0.00	176.79K
SPDR SER TROTR	PORTFOLIO SHORT	176.12K	SH	$5.24M 3.01%	0.00	176.12K
VANGUARD SCOTTSDALE FDSOTR	INT-TERM CORP	65.01K	SH	$5.23M 3.01%	0.00	65.01K
AMAZON COM INCSOLE	COM	27.77K	SH	$5.01M 2.88%	59.00	27.71K
MICROSOFT CORPOTR	COM	9.60K	SH	$4.04M 2.32%	16.00	9.59K
SPDR INDEX SHS FDSOTR	PORTFOLIO DEVLPD	92.16K	SH	$3.30M 1.90%	0.00	92.16K
SPDR SER TROTR	PORTFOLIO LN TSR	108.34K	SH	$3.03M 1.74%	0.00	108.34K
J P MORGAN EXCHANGE TRADED FOTR	ULTRA SHRT INC	51.72K	SH	$2.61M 1.50%	0.00	51.72K
APPLE INCSOLE	COM	13.62K	SH	$2.34M 1.34%	0.00	13.62K
NETFLIX INCOTR	COM	3.70K	SH	$2.25M 1.29%	0.00	3.70K
SPDR SER TROTR	PRTFLO S&P500 VL	42.01K	SH	$2.10M 1.21%	0.00	42.01K
VISA INCOTR	COM CL A	7.37K	SH	$2.06M 1.18%	0.00	7.37K
SPDR SER TROTR	PRTFLO S&P500 GW	26.72K	SH	$1.95M 1.12%	0.00	26.72K
NOVO-NORDISK A SOTR	ADR	14.61K	SH	$1.88M 1.08%	0.00	14.61K
SERVICENOW INCOTR	COM	2.43K	SH	$1.85M 1.06%	0.00	2.43K
SALESFORCE INCOTR	COM	6.01K	SH	$1.81M 1.04%	0.00	6.01K
MASTERCARD INCORPORATEDOTR	CL A	3.61K	SH	$1.74M 1.00%	0.00	3.61K
SPDR SER TROTR	BLOOMBERG HIGH Y	17.31K	SH	$1.65M 0.95%	0.00	17.31K
ALPHABET INCOTR	CAP STK CL C	10.78K	SH	$1.64M 0.94%	0.00	10.78K
ABBOTT LABSOTR	COM	12.40K	SH	$1.41M 0.81%	0.00	12.40K
ADOBE INCOTR	COM	2.64K	SH	$1.33M 0.76%	0.00	2.64K
ALPHABET INCOTR	CAP STK CL A	8.67K	SH	$1.31M 0.75%	0.00	8.67K

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