Filed: 11/8/2019ACC: 0001683168-19-003505
+199.13K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
199.13K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Convertible Preferred Stock
Direct
Converts to
Common Stock
1.99M shares
Shares
+199.13K
Strike price
1.00
Held after
2.14M
Exercisable
—
9/30/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Convertible Preferred Stock Direct | Common Stock1.99M shares | 9/30/2019 | J · J | +199.13K | 1.00 | — | 2.14M |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
DirectShares owned1.33M
Common Stock
IndirectShares owned10.33K
Total
1.33M direct·10.33K indirect1.34M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.33M | Direct |
| Common Stock | 10.33K | Indirect |
| Total | 1.34M | 1.33M direct·10.33K indirect |
Derivative Holdings (Post-Transaction)1
Convertible Note
DirectUnderlying security
Common Stock
Underlying shares
150K
Shares owned
150K
Exercise price
1.00
Expiration
—
Exercise window
—
Total
Underlying
150K
Owned
150K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Convertible Note Direct | Common Stock | 1.00 | — | — | 150K | 150K |
| Total | 150K | 150K | ||||