GIACOBELLO SCOTT M. (Chief Financial Officer) exercised options at GW PHARMACEUTICALS PLC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

GIACOBELLO SCOTT M.

Filed: 3/2/2021ACC: 0000899243-21-009212

InsiderGIACOBELLO SCOTT M.CIK 1754154

→

IssuerGW PHARMACEUTICALS PLCCIK 1351288

Officer· Chief Financial Officer

Since Oct 2018

-81.40K

Net shares

Net seller

$1.46M

Total sold

Open market trades

0B · 0S

Total transactions

155.45K acquired · 236.84K disposed

Non-Derivative Transactions6

Ordinary Shares

Direct

M · Option Exercise

+138.76K

Price / share

$0.00

Trade value

$194.26

% of position

152.4%

2/26/2021

91.06K→229.81K

Ordinary Shares

Direct

F · Tax Withholding

−72.65K

Price / share

$17.90

Trade value

$1.30M

% of position

31.6%

2/26/2021

229.81K→157.16K

Ordinary Shares

Direct

M · Option Exercise

+10.40K

Price / share

$0.00

Trade value

$14.57

% of position

6.6%

2/26/2021

157.16K→167.57K

Ordinary Shares

Direct

F · Tax Withholding

−5.45K

Price / share

$17.90

Trade value

$97.50K

% of position

3.3%

2/26/2021

166.57K→161.12K

Ordinary Shares

Direct

M · Option Exercise

+6.29K

Price / share

$0.00

Trade value

$8.80

% of position

3.9%

3/1/2021

162.12K→168.41K

Ordinary Shares

Direct

F · Tax Withholding

−3.30K

Price / share

$17.85

Trade value

$58.91K

% of position

2.0%

3/1/2021

168.41K→165.11K

Total

Net shares

+74.05K

Net value

-$1.46M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Ordinary Shares Direct	2/26/2021	M · Option Exercise	+138.76K	$0.00	$194.26	152.4%	91.06K	229.81K
Ordinary Shares Direct	2/26/2021	F · Tax Withholding	−72.65K	$17.90	$1.30M	31.6%	229.81K	157.16K
Ordinary Shares Direct	2/26/2021	M · Option Exercise	+10.40K	$0.00	$14.57	6.6%	157.16K	167.57K
Ordinary Shares Direct	2/26/2021	F · Tax Withholding	−5.45K	$17.90	$97.50K	3.3%	166.57K	161.12K
Ordinary Shares Direct	3/1/2021	M · Option Exercise	+6.29K	$0.00	$8.80	3.9%	162.12K	168.41K
Ordinary Shares Direct	3/1/2021	F · Tax Withholding	−3.30K	$17.85	$58.91K	2.0%	168.41K	165.11K
Total			+74.05K		-$1.46M

Derivative Transactions3

Share Options

Direct

M · Option Exercise

Converts to

Ordinary Shares

138.76K shares

−138.76K

Strike price

0.0014

Held after

0.00

Exercisable

—

2/26/2021

Share Options

Direct

M · Option Exercise

Converts to

Ordinary Shares

10.40K shares

−10.40K

Strike price

0.0014

Held after

0.00

Exercisable

—

2/26/2021

Share Options

Direct

M · Option Exercise

Converts to

Ordinary Shares

6.29K shares

−6.29K

Strike price

0.0014

Held after

0.00

Exercisable

—

3/1/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Share Options Direct	Ordinary Shares138.76K shares	2/26/2021	M · Option Exercise	−138.76K	0.0014	—
Share Options Direct	Ordinary Shares10.40K shares	2/26/2021	M · Option Exercise	−10.40K	0.0014	—
Share Options Direct	Ordinary Shares6.29K shares	3/1/2021	M · Option Exercise	−6.29K	0.0014	—