Filed: 12/6/2018ACC: 0001061434-18-000010
DirectorOfficer· CHAIRMAN, PRESIDENT AND CEO
Since Sep 2018
-65.45K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
65.45K disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions3
Stock Options (Right to Buy)
Direct
Converts to
Common Stock
32.50K shares
Shares
−32.50K
Strike price
10.25
Held after
0.00
Exercisable
—
12/3/2018
Stock Options (Right to Buy)
Direct
Converts to
Common Stock
866.00 shares
Shares
−866.00
Strike price
11.66
Held after
28.37K
Exercisable
—
12/3/2018
Stock Options (Right to Buy)
Direct
Converts to
Common Stock
32.08K shares
Shares
−32.08K
Strike price
10.31
Held after
32.08K
Exercisable
—
12/3/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) Direct | Common Stock32.50K shares | 12/3/2018 | D · Disposition | −32.50K | 10.25 | — | 0.00 |
| Stock Options (Right to Buy) Direct | Common Stock866.00 shares | 12/3/2018 | D · Disposition | −866.00 | 11.66 | — | 28.37K |
| Stock Options (Right to Buy) Direct | Common Stock32.08K shares | 12/3/2018 | D · Disposition | −32.08K | 10.31 | — | 32.08K |
Non-Derivative Holdings (Post-Transaction)4
Common Stock
IndirectShares owned140.62K
Common Stock
IndirectShares owned287.17K
Common Stock
DirectShares owned242.33K
Common Stock
DirectShares owned574.21K
Total
816.54K direct·427.79K indirect1.24M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 140.62K | Indirect |
| Common Stock | 287.17K | Indirect |
| Common Stock | 242.33K | Direct |
| Common Stock | 574.21K | Direct |
| Total | 1.24M | 816.54K direct·427.79K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported