GETZ JAMES F (CHAIRMAN, PRESIDENT AND CEO) sold 6.6% of their position (10K shares) of TRISTATE CAPITAL HOLDINGS, INC. on the open market
Open‑market sale worth $298.6K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 2 sales
Filed: 9/10/2018ACC: 0001061434-18-000008
DirectorOfficer· CHAIRMAN, PRESIDENT AND CEO
Since Sep 2018
-10K
Net shares
Net seller
$298.6K
Total sold
2
Open market trades
0B · 2S
2
Total transactions
10K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
−5K
Price / share
$29.85
Trade value
$149.26K
% of position
3.3%
9/6/2018
150.62K→145.62K
Common Stock
Indirect
Shares
−5K
Price / share
$29.87
Trade value
$149.34K
% of position
3.4%
9/7/2018
145.62K→140.62K
Total
Net shares
−10K
Net value
-$298.59K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 9/6/2018 | S · Sale | −5K | $29.85 | $149.26K | 3.3% | 150.62K | 145.62K |
| Common Stock Indirect | 9/7/2018 | S · Sale | −5K | $29.87 | $149.34K | 3.4% | 145.62K | 140.62K |
| Total | −10K | -$298.59K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned287.17K
Common Stock
DirectShares owned242.33K
Common Stock
DirectShares owned574.21K
Total
816.54K direct·287.17K indirect1.10M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 287.17K | Indirect |
| Common Stock | 242.33K | Direct |
| Common Stock | 574.21K | Direct |
| Total | 1.10M | 816.54K direct·287.17K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported