GETZ JAMES F (CHAIRMAN, PRESIDENT AND CEO) sold 6.2% of their position (10K shares) of TRISTATE CAPITAL HOLDINGS, INC. on the open market
Open‑market sale worth $297.7K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 2 sales
Filed: 9/6/2018ACC: 0001061434-18-000006
DirectorOfficer· CHAIRMAN, PRESIDENT AND CEO
Since Sep 2018
-10K
Net shares
Net seller
$297.7K
Total sold
2
Open market trades
0B · 2S
2
Total transactions
10K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
−5K
Price / share
$29.75
Trade value
$148.75K
% of position
3.1%
9/4/2018
160.62K→155.62K
Common Stock
Indirect
Shares
−5K
Price / share
$29.78
Trade value
$148.92K
% of position
3.2%
9/5/2018
155.62K→150.62K
Total
Net shares
−10K
Net value
-$297.67K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 9/4/2018 | S · Sale | −5K | $29.75 | $148.75K | 3.1% | 160.62K | 155.62K |
| Common Stock Indirect | 9/5/2018 | S · Sale | −5K | $29.78 | $148.92K | 3.2% | 155.62K | 150.62K |
| Total | −10K | -$297.67K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3
Common Stock
DirectShares owned574.21K
Common Stock
DirectShares owned242.33K
Common Stock
IndirectShares owned287.17K
Total
816.54K direct·287.17K indirect1.10M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 574.21K | Direct |
| Common Stock | 242.33K | Direct |
| Common Stock | 287.17K | Indirect |
| Total | 1.10M | 816.54K direct·287.17K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported