GERVAIS LAURIE L

PrivateCIK: 1304952
Location

WILLIMANTIC, CT

GERVAIS LAURIE L (EVP and COO) exercised options at SI FINANCIAL GROUP, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises
InsiderGERVAIS LAURIE LCIK 1304952
IssuerSI FINANCIAL GROUP, INC.CIK 1500213
Officer· EVP and COO
Since Dec 2018
-33.88K
Net shares
Net seller
$433.3K
Total sold
0
Open market trades
0B · 0S
9
Total transactions
39.49K acquired · 73.37K disposed
Non-Derivative Transactions6

Common Stock

Direct
M · Option Exercise

Shares

+4.49K

Price / share

$5.68

Trade value

$25.50K

% of position

16.0%
12/28/2018
28.01K32.50K

Common Stock

Direct
F · Tax Withholding

Shares

2.74K

Price / share

$12.79

Trade value

$35.02K

% of position

8.4%
12/28/2018
32.50K29.76K

Common Stock

Direct
M · Option Exercise

Shares

+5K

Price / share

$9.40

Trade value

$47K

% of position

16.8%
12/28/2018
29.76K34.76K

Common Stock

Direct
F · Tax Withholding

Shares

4.07K

Price / share

$12.79

Trade value

$52.04K

% of position

11.7%
12/28/2018
34.76K30.69K

Common Stock

Direct
M · Option Exercise

Shares

+30K

Price / share

$11.01

Trade value

$330.30K

% of position

97.7%
12/28/2018
30.69K60.69K

Common Stock

Direct
F · Tax Withholding

Shares

27.07K

Price / share

$12.79

Trade value

$346.23K

% of position

44.6%
12/28/2018
60.69K33.62K
Total

Net shares

+5.61K

Net value

-$30.48K

Derivative Transactions3

Stock Options

Direct
M · Option Exercise
Converts to

Common Stock

4.49K shares

Shares

4.49K

Strike price

5.68

Held after

0.00

Exercisable

12/28/2018

Stock Options

Direct
M · Option Exercise
Converts to

Common Stock

5K shares

Shares

5K

Strike price

9.40

Held after

0.00

Exercisable

12/28/2018

Stock Options

Direct
M · Option Exercise
Converts to

Common Stock

30K shares

Shares

30K

Strike price

11.01

Held after

0.00

Exercisable

12/28/2018
Non-Derivative Holdings (Post-Transaction)4

Common Stock

Indirect
Shares owned449.00

Common Stock

Indirect
Shares owned22.19K

Common Stock

Indirect
Shares owned7.86K

Common Stock

Indirect
Shares owned449.00
Total
30.95K indirect30.95K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
GERVAIS LAURIE L — Insider Transaction (Form 4) Filed Jan 2, 2019 | Finecho