GERRALD THOMAS A. II

PrivateCIK: 1685717

Location

LEXINGTON, KY

GERRALD THOMAS A. II (Senior VP, Core North America) received a stock award from VALVOLINE INC

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

GERRALD THOMAS A. II

Filed: 11/16/2020ACC: 0001674910-20-000180

InsiderGERRALD THOMAS A. IICIK 1685717

→

IssuerVALVOLINE INCCIK 1674910

Officer· Senior VP, Core North America

Since Nov 2018

+17.06K

Net shares

Net buyer

$28.7K

Total sold

0

Open market trades

0B · 0S

10

Total transactions

20.17K acquired · 3.11K disposed

Non-Derivative Transactions6

Common Stock

Direct

A · Award

Shares

+2.34K

Price / share

—

Trade value

—

% of position

22.1%

11/12/2020

10.58K→12.92K

Common Stock

Direct

F · Tax Withholding

Shares

−740.00

Price / share

$21.60

Trade value

$15.98K

% of position

5.7%

11/12/2020

12.92K→12.18K

Common Stock

Direct

M · Option Exercise

Shares

+835.00

Price / share

—

Trade value

—

% of position

6.9%

11/13/2020

12.18K→13.02K

Common Stock

Direct

F · Tax Withholding

Shares

−264.00

Price / share

$22.35

Trade value

$5.90K

% of position

2.0%

11/13/2020

13.02K→12.75K

Common Stock

Direct

M · Option Exercise

Shares

+964.00

Price / share

—

Trade value

—

% of position

7.6%

11/13/2020

12.75K→13.72K

Common Stock

Direct

F · Tax Withholding

Shares

−305.00

Price / share

$22.35

Trade value

$6.82K

% of position

2.2%

11/13/2020

13.72K→13.41K

Total

Net shares

+2.83K

Net value

-$28.70K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/12/2020	A · Award	+2.34K	—	—	22.1%	10.58K	12.92K
Common Stock Direct	11/12/2020	F · Tax Withholding	−740.00	$21.60	$15.98K	5.7%	12.92K	12.18K
Common Stock Direct	11/13/2020	M · Option Exercise	+835.00	—	—	6.9%	12.18K	13.02K
Common Stock Direct	11/13/2020	F · Tax Withholding	−264.00	$22.35	$5.90K	2.0%	13.02K	12.75K
Common Stock Direct	11/13/2020	M · Option Exercise	+964.00	—	—	7.6%	12.75K	13.72K
Common Stock Direct	11/13/2020	F · Tax Withholding	−305.00	$22.35	$6.82K	2.2%	13.72K	13.41K
Total			+2.83K		-$28.70K

Derivative Transactions4

FY 2021 Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

3.06K shares

Shares

+3.06K

Strike price

Held after

3.06K

Exercisable

—

11/12/2020

FY 2021 Stock Appreciation Rights

Direct

A · Award

Converts to

Common Stock

12.97K shares

Shares

+12.97K

Strike price

21.6

Held after

12.97K

Exercisable

—

11/12/2020

FY 2018 Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

835.00 shares

Shares

−835.00

Strike price

Held after

0.00

Exercisable

—

11/13/2020

FY 2020 Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

964.00 shares

Shares

−964.00

Strike price

Held after

1.93K

Exercisable

—

11/13/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
FY 2021 Restricted Stock Units Direct	Common Stock3.06K shares	11/12/2020	A · Award	+3.06K		—	3.06K
FY 2021 Stock Appreciation Rights Direct	Common Stock12.97K shares	11/12/2020	A · Award	+12.97K	21.6	—	12.97K
FY 2018 Restricted Stock Units Direct	Common Stock835.00 shares	11/13/2020	M · Option Exercise	−835.00		—	0.00
FY 2020 Restricted Stock Units Direct	Common Stock964.00 shares	11/13/2020	M · Option Exercise	−964.00		—	1.93K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned3.29K

Total

3.29K indirect3.29K

Security Title	Shares Owned	Ownership Type
Common Stock	3.29K	Indirect
Total	3.29K	3.29K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported

GERRALD THOMAS A. II — Insider Transaction (Form 4) Filed Nov 16, 2020 | Finecho