GERKE MARK RAYMOND (CFO / Sr. Vice President) exercised options at WATERSTONE FINANCIAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/28/2020ACC: 0001567619-20-005071
Officer· CFO / Sr. Vice President
Since Jun 2019
0.00
Net shares
Net seller
$5.7K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
3.29K acquired · 3.29K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+3.29K
Price / share
$1.73
Trade value
$5.70K
% of position
11.6%
2/27/2020
28.45K→31.74K
Total
Net shares
+3.29K
Net value
$5.70K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/27/2020 | M · Option Exercise | +3.29K | $1.73 | $5.70K | 11.6% | 28.45K | 31.74K |
| Total | +3.29K | $5.70K | ||||||
Derivative Transactions1
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
3.29K shares
Shares
−3.29K
Strike price
1.73
Held after
0.00
Exercisable
—
2/27/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock3.29K shares | 2/27/2020 | M · Option Exercise | −3.29K | 1.73 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned20.79K
Common Stock
IndirectShares owned1.26K
Total
22.05K indirect22.05K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 20.79K | Indirect |
| Common Stock | 1.26K | Indirect |
| Total | 22.05K | 22.05K indirect |
Derivative Holdings (Post-Transaction)2
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
10K
Shares owned
10K
Exercise price
14.98
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
10K
Shares owned
10K
Exercise price
12.75
Expiration
—
Exercise window
—
Total
Underlying
20K
Owned
20K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 14.98 | — | — | 10K | 10K |
| Stock Options Direct | Common Stock | 12.75 | — | — | 10K | 10K |
| Total | 20K | 20K | ||||