GERKE MARK RAYMOND (CFO / Sr. Vice President) reported 2 transactions at WATERSTONE FINANCIAL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 6/25/2019ACC: 0001567619-19-013919
Officer· CFO / Sr. Vice President
Since Jun 2019
-2.64K
Net shares
Net seller
$46.0K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
2.64K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−1.32K
Price / share
$17.90
Trade value
$23.59K
% of position
4.2%
6/22/2018
31.09K→29.77K
Common Stock
Direct
Shares
−1.32K
Price / share
$16.91
Trade value
$22.41K
% of position
4.5%
6/24/2019
29.77K→28.45K
Total
Net shares
−2.64K
Net value
-$46K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/22/2018 | F · Tax Withholding | −1.32K | $17.90 | $23.59K | 4.2% | 31.09K | 29.77K |
| Common Stock Direct | 6/24/2019 | F · Tax Withholding | −1.32K | $16.91 | $22.41K | 4.5% | 29.77K | 28.45K |
| Total | −2.64K | -$46K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned20.79K
Common Stock
IndirectShares owned1.26K
Total
22.05K indirect22.05K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 20.79K | Indirect |
| Common Stock | 1.26K | Indirect |
| Total | 22.05K | 22.05K indirect |
Derivative Holdings (Post-Transaction)3
Employee Stock Options (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
3.29K
Shares owned
3.29K
Exercise price
1.73
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
10K
Shares owned
10K
Exercise price
14.98
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
10K
Shares owned
10K
Exercise price
12.75
Expiration
—
Exercise window
—
Total
Underlying
23.29K
Owned
23.29K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy) Direct | Common Stock | 1.73 | — | — | 3.29K | 3.29K |
| Stock Options Direct | Common Stock | 14.98 | — | — | 10K | 10K |
| Stock Options Direct | Common Stock | 12.75 | — | — | 10K | 10K |
| Total | 23.29K | 23.29K | ||||