GERBER NICHOLAS DANIEL (CEO & Chairman of the Board) reported 1 transaction at MARYGOLD COMPANIES, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 2/8/2019ACC: 0001437749-19-002173
DirectorOfficer10% Owner· CEO & Chairman of the Board
Since Feb 2019
+7.29M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
7.68M acquired · 383.92K disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+7.68M
Price / share
—
Trade value
—
% of position
73.5%
2/7/2019
10.45M→18.13M
Total
Net shares
+7.68M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 2/7/2019 | C · Conversion | +7.68M | — | — | 73.5% | 10.45M | 18.13M |
| Total | +7.68M | $0.00 | ||||||
Derivative Transactions1
Series B Voting, Convertible Preferred Stock
Indirect
Converts to
Common Stock
7.68M shares
Shares
−383.92K
Strike price
Held after
0.00
Exercisable
—
2/8/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series B Voting, Convertible Preferred Stock Indirect | Common Stock7.68M shares | 2/8/2019 | C · Conversion | −383.92K | — | 0.00 |