GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT

Filed: 11/14/2023ACC: 0001135428-23-000285

📋 What this filing means

GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT filed this quarterly 13F‑HR report disclosing 255 equity positions with a total reported market value of $1.47B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

255

Positions

$1.47B

Total AUM (reported)

23.82M

Total Shares

Allocation by class

COM$450.60M30.7%

NASDAQ 100 ETF$92.30M6.3%

TECHNOLOGY$60.88M4.1%

US DIVIDEND EQ$53.80M3.7%

PRTFLO S&P500 VL$52.59M3.6%

SHS CREATION UNI$49.26M3.4%

PORTFOLIO AGRGTE$47.43M3.2%

Portfolio Concentration

Top 3$253.88M17.3%

4–10$352.31M24.0%

11–25$351.98M24.0%

Rest$511.18M34.8%

Top 3 weight

17.3%

Top 10 weight

41.3%

Voting Authority Distribution

Total shares with voting rights: 23.82M

Sole

Full voting authority

221.29K

% of voting shares0.9%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

23.60M

% of voting shares99.1%

Investment Discretion (by position count)

Sole255

Shared0

Other0

Dominant voting typeNone · 99.1% of voting shares

Institutional Holdings255

Rows:

TESLA INC

SOLE

COM

Shares398.20K

TypeSH

Market value$99.64M

6.78%

Sole

5.32K

Shared

0.00

None

392.88K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares626.15K

TypeSH

Market value$92.30M

6.28%

Sole

0.00

Shared

0.00

None

626.15K

NVIDIA CORPORATION

SOLE

COM

Shares142.40K

TypeSH

Market value$61.94M

4.22%

Sole

2.75K

Shared

0.00

None

139.65K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares371.37K

TypeSH

Market value$60.88M

4.14%

Sole

0.00

Shared

0.00

None

371.37K

APPLE INC

SOLE

COM

Shares348.33K

TypeSH

Market value$59.64M

4.06%

Sole

5.47K

Shared

0.00

None

342.86K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares760.30K

TypeSH

Market value$53.80M

3.66%

Sole

0.00

Shared

0.00

None

760.30K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares1.27M

TypeSH

Market value$52.59M

3.58%

Sole

0.00

Shared

0.00

None

1.27M

SPDR SER TR

SOLE

PORTFOLIO AGRGTE

Shares1.95M

TypeSH

Market value$47.43M

3.23%

Sole

0.00

Shared

0.00

None

1.95M

MICROSOFT CORP

SOLE

COM

Shares125.24K

TypeSH

Market value$39.55M

2.69%

Sole

3.50K

Shared

0.00

None

121.74K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares298.48K

TypeSH

Market value$38.43M

2.62%

Sole

0.00

Shared

0.00

None

298.48K

SPDR INDEX SHS FDS

SOLE

MSCI ACWI EXUS

Shares1.48M

TypeSH

Market value$36.86M

2.51%

Sole

0.00

Shared

0.00

None

1.48M

SELECT SECTOR SPDR TR

SOLE

SBI CONS DISCR

Shares204.24K

TypeSH

Market value$32.88M

2.24%

Sole

0.00

Shared

0.00

None

204.24K

SPDR SER TR

SOLE

SSGA US LRG ETF

Shares242.95K

TypeSH

Market value$32.44M

2.21%

Sole

0.00

Shared

0.00

None

242.95K

ALPHABET INC

SOLE

CAP STK CL C

Shares210.90K

TypeSH

Market value$27.81M

1.89%

Sole

6.65K

Shared

0.00

None

204.25K

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares835.40K

TypeSH

Market value$27.71M

1.89%

Sole

0.00

Shared

0.00

None

835.40K

MGM RESORTS INTERNATIONAL

SOLE

COM

Shares633.29K

TypeSH

Market value$23.28M

1.58%

Sole

32.36K

Shared

0.00

None

600.93K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares386.83K

TypeSH

Market value$22.93M

1.56%

Sole

0.00

Shared

0.00

None

386.83K

CAPITAL GROUP GROWTH ETF

SOLE

SHS CREATION UNI

Shares849.15K

TypeSH

Market value$20.80M

1.42%

Sole

0.00

Shared

0.00

None

849.15K

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREATION UNI

Shares742.27K

TypeSH

Market value$19.65M

1.34%

Sole

0.00

Shared

0.00

None

742.27K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares383.13K

TypeSH

Market value$19.23M

1.31%

Sole

0.00

Shared

0.00

None

383.13K

GLOBAL X FDS

SOLE

LITHIUM BTRY ETF

Shares348.43K

TypeSH

Market value$19.22M

1.31%

Sole

0.00

Shared

0.00

None

348.43K

AMAZON COM INC

SOLE

COM

Shares146.53K

TypeSH

Market value$18.63M

1.27%

Sole

0.00

Shared

0.00

None

146.53K

INVESCO EXCH TRADED FD TR II

SOLE

CALIF AMT MUN

Shares764.17K

TypeSH

Market value$17.94M

1.22%

Sole

0.00

Shared

0.00

None

764.17K

SELECT SECTOR SPDR TR

SOLE

COMMUNICATION

Shares254.88K

TypeSH

Market value$16.71M

1.14%

Sole

0.00

Shared

0.00

None

254.88K

SPDR SER TR

SOLE

PORTFOLIO CRPORT

Shares576.36K

TypeSH

Market value$15.90M

1.08%

Sole

0.00

Shared

0.00

None

576.36K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
TESLA INCSOLE	COM	398.20K	SH	$99.64M 6.78%	5.32K	392.88K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	626.15K	SH	$92.30M 6.28%	0.00	626.15K
NVIDIA CORPORATIONSOLE	COM	142.40K	SH	$61.94M 4.22%	2.75K	139.65K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	371.37K	SH	$60.88M 4.14%	0.00	371.37K
APPLE INCSOLE	COM	348.33K	SH	$59.64M 4.06%	5.47K	342.86K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	760.30K	SH	$53.80M 3.66%	0.00	760.30K
SPDR SER TRSOLE	PRTFLO S&P500 VL	1.27M	SH	$52.59M 3.58%	0.00	1.27M
SPDR SER TRSOLE	PORTFOLIO AGRGTE	1.95M	SH	$47.43M 3.23%	0.00	1.95M
MICROSOFT CORPSOLE	COM	125.24K	SH	$39.55M 2.69%	3.50K	121.74K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	298.48K	SH	$38.43M 2.62%	0.00	298.48K
SPDR INDEX SHS FDSSOLE	MSCI ACWI EXUS	1.48M	SH	$36.86M 2.51%	0.00	1.48M
SELECT SECTOR SPDR TRSOLE	SBI CONS DISCR	204.24K	SH	$32.88M 2.24%	0.00	204.24K
SPDR SER TRSOLE	SSGA US LRG ETF	242.95K	SH	$32.44M 2.21%	0.00	242.95K
ALPHABET INCSOLE	CAP STK CL C	210.90K	SH	$27.81M 1.89%	6.65K	204.25K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	835.40K	SH	$27.71M 1.89%	0.00	835.40K
MGM RESORTS INTERNATIONALSOLE	COM	633.29K	SH	$23.28M 1.58%	32.36K	600.93K
SPDR SER TRSOLE	PRTFLO S&P500 GW	386.83K	SH	$22.93M 1.56%	0.00	386.83K
CAPITAL GROUP GROWTH ETFSOLE	SHS CREATION UNI	849.15K	SH	$20.80M 1.42%	0.00	849.15K
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREATION UNI	742.27K	SH	$19.65M 1.34%	0.00	742.27K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	383.13K	SH	$19.23M 1.31%	0.00	383.13K
GLOBAL X FDSSOLE	LITHIUM BTRY ETF	348.43K	SH	$19.22M 1.31%	0.00	348.43K
AMAZON COM INCSOLE	COM	146.53K	SH	$18.63M 1.27%	0.00	146.53K
INVESCO EXCH TRADED FD TR IISOLE	CALIF AMT MUN	764.17K	SH	$17.94M 1.22%	0.00	764.17K
SELECT SECTOR SPDR TRSOLE	COMMUNICATION	254.88K	SH	$16.71M 1.14%	0.00	254.88K
SPDR SER TRSOLE	PORTFOLIO CRPORT	576.36K	SH	$15.90M 1.08%	0.00	576.36K

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