GERARD DALE R (Interim CFO) received a stock award from VIVINT SMART HOME, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

GERARD DALE R

Filed: 3/3/2022ACC: 0000899243-22-009276

InsiderGERARD DALE RCIK 1798300

→

IssuerVIVINT SMART HOME, INC.CIK 1713952

Officer· Interim CFO

Since Jan 2020

+13.17K

Net shares

Net buyer

$789.1K

Total sold

Open market trades

0B · 0S

Total transactions

325.43K acquired · 312.26K disposed

Non-Derivative Transactions5

Class A Common Stock

Direct

M · Option Exercise

+92.19K

Price / share

—

Trade value

—

% of position

42.1%

3/1/2022

218.96K→311.16K

Class A Common Stock

Direct

M · Option Exercise

+85.61K

Price / share

—

Trade value

—

% of position

27.5%

3/1/2022

311.16K→396.77K

Class A Common Stock

Direct

M · Option Exercise

+29.52K

Price / share

—

Trade value

—

% of position

7.4%

3/1/2022

396.77K→426.29K

Class A Common Stock

Direct

A · Award

+29.52K

Price / share

—

Trade value

—

% of position

6.9%

3/1/2022

426.29K→455.82K

Class A Common Stock

Direct

F · Tax Withholding

−104.93K

Price / share

$7.52

Trade value

$789.07K

% of position

23.0%

3/1/2022

455.82K→350.89K

Total

Net shares

+131.92K

Net value

-$789.07K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	3/1/2022	M · Option Exercise	+92.19K	—	—	42.1%	218.96K	311.16K
Class A Common Stock Direct	3/1/2022	M · Option Exercise	+85.61K	—	—	27.5%	311.16K	396.77K
Class A Common Stock Direct	3/1/2022	M · Option Exercise	+29.52K	—	—	7.4%	396.77K	426.29K
Class A Common Stock Direct	3/1/2022	A · Award	+29.52K	—	—	6.9%	426.29K	455.82K
Class A Common Stock Direct	3/1/2022	F · Tax Withholding	−104.93K	$7.52	$789.07K	23.0%	455.82K	350.89K
Total			+131.92K		-$789.07K

Derivative Transactions4

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

92.19K shares

−92.19K

Strike price

Held after

0.00

Exercisable

—

3/1/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

85.61K shares

−85.61K

Strike price

Held after

171.22K

Exercisable

—

3/1/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

29.52K shares

−29.52K

Strike price

Held after

88.57K

Exercisable

—

3/1/2022

Restricted Stock Units

Direct

A · Award

Converts to

Class A Common Stock

88.57K shares

+88.57K

Strike price

Held after

88.57K

Exercisable

—

3/1/2022

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock92.19K shares	3/1/2022	M · Option Exercise	−92.19K	—	0.00
Restricted Stock Units Direct	Class A Common Stock85.61K shares	3/1/2022	M · Option Exercise	−85.61K	—	171.22K
Restricted Stock Units Direct	Class A Common Stock29.52K shares	3/1/2022	M · Option Exercise	−29.52K	—	88.57K
Restricted Stock Units Direct	Class A Common Stock88.57K shares	3/1/2022	A · Award	+88.57K	—	88.57K