GERARD DALE R (Interim CFO) exercised options at VIVINT SMART HOME, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/1/2021ACC: 0000899243-21-008763
Officer· Interim CFO
Since Jan 2020
-34.63K
Net shares
Net seller
$601.6K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
85.61K acquired · 120.24K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
+85.61K
Price / share
—
Trade value
—
% of position
74.1%
2/25/2021
115.52K→201.13K
Class A Common Stock
Direct
Shares
−34.63K
Price / share
$17.37
Trade value
$601.56K
% of position
17.2%
2/25/2021
201.13K→166.50K
Total
Net shares
+50.98K
Net value
-$601.56K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 2/25/2021 | M · Option Exercise | +85.61K | — | — | 74.1% | 115.52K | 201.13K |
| Class A Common Stock Direct | 2/25/2021 | F · Tax Withholding | −34.63K | $17.37 | $601.56K | 17.2% | 201.13K | 166.50K |
| Total | +50.98K | -$601.56K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Class A Common Stock
85.61K shares
Shares
−85.61K
Strike price
Held after
256.83K
Exercisable
—
2/25/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common Stock85.61K shares | 2/25/2021 | M · Option Exercise | −85.61K | — | 256.83K |