GERARD DALE R (Interim CFO) reported 1 transaction at VIVINT SMART HOME, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 9/21/2020ACC: 0000899243-20-025862
Officer· Interim CFO
Since Jan 2020
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
12.32K acquired · 12.32K disposed
Non-Derivative Transactions1
Class A Common Stock
Direct
Shares
+12.32K
Price / share
—
Trade value
—
% of position
11.9%
9/17/2020
103.20K→115.52K
Total
Net shares
+12.32K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 9/17/2020 | C · Conversion | +12.32K | — | — | 11.9% | 103.20K | 115.52K |
| Total | +12.32K | $0.00 | ||||||
Derivative Transactions1
Earnout Rights
Direct
Converts to
Class A Common Stock
12.32K shares
Shares
−12.32K
Strike price
Held after
0.00
Exercisable
—
9/17/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Earnout Rights Direct | Class A Common Stock12.32K shares | 9/17/2020 | C · Conversion | −12.32K | — | 0.00 |