GERARD DALE R (Interim CFO) reported 2 transactions at VIVINT SMART HOME, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 3/13/2020ACC: 0000899243-20-008338
Officer· Interim CFO
Since Jan 2020
-103.00
Net shares
Net seller
$2.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
12.21K acquired · 12.31K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
+12.21K
Price / share
—
Trade value
—
% of position
13.4%
3/11/2020
91.09K→103.30K
Class A Common Stock
Direct
Shares
−103.00
Price / share
$27.98
Trade value
$2.88K
% of position
0.1%
3/11/2020
103.30K→103.20K
Total
Net shares
+12.10K
Net value
-$2.88K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 3/11/2020 | C · Conversion | +12.21K | — | — | 13.4% | 91.09K | 103.30K |
| Class A Common Stock Direct | 3/11/2020 | F · Tax Withholding | −103.00 | $27.98 | $2.88K | 0.1% | 103.30K | 103.20K |
| Total | +12.10K | -$2.88K | ||||||
Derivative Transactions1
Earnout Rights
Direct
Converts to
Class A Common Stock
12.21K shares
Shares
−12.21K
Strike price
Held after
12.21K
Exercisable
—
3/11/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Earnout Rights Direct | Class A Common Stock12.21K shares | 3/11/2020 | C · Conversion | −12.21K | — | 12.21K |