GERARD DALE R (Interim CFO) received a stock award from VIVINT SMART HOME, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 1/22/2020ACC: 0000899243-20-001702
Officer· Interim CFO
Since Jan 2020
+137.23K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
137.23K acquired
Non-Derivative Transactions1
Class A Common Stock
Direct
Shares
+79.02K
Price / share
—
Trade value
—
% of position
New position
1/17/2020
0.00→79.02K
Total
Net shares
+79.02K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 1/17/2020 | A · Award | +79.02K | — | — | New position | 0.00 | 79.02K |
| Total | +79.02K | $0.00 | ||||||
Derivative Transactions2
Earnout Rights
Direct
Converts to
Class A Common Stock
36.61K shares
Shares
+36.61K
Strike price
Held after
36.61K
Exercisable
—
1/17/2020
Stock Appreciation Rights
Direct
Converts to
Class A Common Stock
21.60K shares
Shares
+21.60K
Strike price
20.41
Held after
21.60K
Exercisable
—
1/17/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Earnout Rights Direct | Class A Common Stock36.61K shares | 1/17/2020 | A · Award | +36.61K | — | 36.61K | |
| Stock Appreciation Rights Direct | Class A Common Stock21.60K shares | 1/17/2020 | A · Award | +21.60K | 20.41 | — | 21.60K |