Filed: 11/13/2023ACC: 0001214659-23-014879
📋 What this filing means
GENDELL JEFFREY L filed this quarterly 13F‑HR report disclosing 74 equity positions with a total reported market value of $1.76B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
74
Positions
$1.76B
Total AUM (reported)
64.51M
Total Shares
Allocation by class
COM$1.75B99.6%
CL A$7.42M0.4%
Portfolio Concentration
Top 3$983.98M56.0%
4–10$378.73M21.5%
11–25$236.05M13.4%
Rest$159.37M9.1%
Top 3 weight
56.0%
Top 10 weight
77.5%
Voting Authority Distribution
Total shares with voting rights: 64.44M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
64.44M
shares
% of voting shares100.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other74
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings74
Rows:
IES HOLDINGS INC
DFNDShares11.41M
TypeSH
Market value$751.59M
42.75%
Sole
0.00
Shared
11.41M
None
0.00
SPDR S&P 500 ETF TRUST
DFNDShares275K
TypeSH
Market value$117.56M
6.69%
Sole
0.00
Shared
275K
None
0.00
ALPHA METALLURGICAL RESOURCE
DFNDShares442.15K
TypeSH
Market value$114.84M
6.53%
Sole
0.00
Shared
442.15K
None
0.00
ARCH RESOURCES INC
DFNDShares455.96K
TypeSH
Market value$77.81M
4.43%
Sole
0.00
Shared
455.96K
None
0.00
ISHARES RUSSELL 2000 ETF
DFNDShares377.50K
TypeSH
Market value$66.72M
3.79%
Sole
0.00
Shared
377.50K
None
0.00
AVADEL PHARMACEUTICALS-ADR
DFNDShares5.62M
TypeSH
Market value$57.84M
3.29%
Sole
0.00
Shared
5.62M
None
0.00
PEABODY ENERGY CORP
DFNDShares2.19M
TypeSH
Market value$57.03M
3.24%
Sole
0.00
Shared
2.19M
None
0.00
NABORS INDUSTRIES LTD
DFNDShares384.18K
TypeSH
Market value$47.31M
2.69%
Sole
0.00
Shared
384.18K
None
0.00
BLUELINX HOLDINGS INC
DFNDShares488.72K
TypeSH
Market value$40.12M
2.28%
Sole
0.00
Shared
488.72K
None
0.00
TETRA TECHNOLOGIES INC
DFNDShares5M
TypeSH
Market value$31.90M
1.81%
Sole
0.00
Shared
5M
None
0.00
MOHAWK INDUSTRIES INC
DFNDShares358.83K
TypeSH
Market value$30.79M
1.75%
Sole
0.00
Shared
358.83K
None
0.00
OIL STATES INTERNATIONAL INC
DFNDShares3.01M
TypeSH
Market value$25.17M
1.43%
Sole
0.00
Shared
3.01M
None
0.00
VANECK OIL SERVICES ETF
DFNDShares57.50K
TypeSH
Market value$19.84M
1.13%
Sole
0.00
Shared
57.50K
None
0.00
KLX ENERGY SERVICES HOLDING
DFNDShares1.50M
TypeSH
Market value$17.80M
1.01%
Sole
0.00
Shared
1.50M
None
0.00
LIBERTY ENERGY INC
DFNDShares891.45K
TypeSH
Market value$16.51M
0.94%
Sole
0.00
Shared
891.45K
None
0.00
LSB INDUSTRIES INC
DFNDShares1.51M
TypeSH
Market value$15.44M
0.88%
Sole
0.00
Shared
1.51M
None
0.00
HALLIBURTON CO
DFNDShares380K
TypeSH
Market value$15.39M
0.88%
Sole
0.00
Shared
380K
None
0.00
CONSOL ENERGY INC
DFNDShares140K
TypeSH
Market value$14.69M
0.84%
Sole
0.00
Shared
140K
None
0.00
UNITED STATES STEEL CORP
DFNDShares434.65K
TypeSH
Market value$14.12M
0.80%
Sole
0.00
Shared
359.65K
None
0.00
ALGOMA STEEL GROUP INC
DFNDShares2.02M
TypeSH
Market value$13.76M
0.78%
Sole
0.00
Shared
2.02M
None
0.00
NINE ENERGY SERVICE INC
DFNDShares3.10M
TypeSH
Market value$12.79M
0.73%
Sole
0.00
Shared
3.10M
None
0.00
HELMERICH & PAYNE
DFNDShares280.11K
TypeSH
Market value$11.81M
0.67%
Sole
0.00
Shared
280.11K
None
0.00
MATRIX SERVICE CO
DFNDShares825K
TypeSH
Market value$9.73M
0.55%
Sole
0.00
Shared
825K
None
0.00
ENERSYS
DFNDShares98.23K
TypeSH
Market value$9.30M
0.53%
Sole
0.00
Shared
98.23K
None
0.00
SELECT WATER SOLUTIONS INC
DFNDShares1.12M
TypeSH
Market value$8.91M
0.51%
Sole
0.00
Shared
1.12M
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
IES HOLDINGS INCDFND | COM | 11.41M | SH | $751.59M 42.75% | 0.00 | 11.41M | 0.00 |
SPDR S&P 500 ETF TRUSTDFND | COM | 275K | SH | $117.56M 6.69% | 0.00 | 275K | 0.00 |
ALPHA METALLURGICAL RESOURCEDFND | COM | 442.15K | SH | $114.84M 6.53% | 0.00 | 442.15K | 0.00 |
ARCH RESOURCES INCDFND | COM | 455.96K | SH | $77.81M 4.43% | 0.00 | 455.96K | 0.00 |
ISHARES RUSSELL 2000 ETFDFND | COM | 377.50K | SH | $66.72M 3.79% | 0.00 | 377.50K | 0.00 |
AVADEL PHARMACEUTICALS-ADRDFND | COM | 5.62M | SH | $57.84M 3.29% | 0.00 | 5.62M | 0.00 |
PEABODY ENERGY CORPDFND | COM | 2.19M | SH | $57.03M 3.24% | 0.00 | 2.19M | 0.00 |
NABORS INDUSTRIES LTDDFND | COM | 384.18K | SH | $47.31M 2.69% | 0.00 | 384.18K | 0.00 |
BLUELINX HOLDINGS INCDFND | COM | 488.72K | SH | $40.12M 2.28% | 0.00 | 488.72K | 0.00 |
TETRA TECHNOLOGIES INCDFND | COM | 5M | SH | $31.90M 1.81% | 0.00 | 5M | 0.00 |
MOHAWK INDUSTRIES INCDFND | COM | 358.83K | SH | $30.79M 1.75% | 0.00 | 358.83K | 0.00 |
OIL STATES INTERNATIONAL INCDFND | COM | 3.01M | SH | $25.17M 1.43% | 0.00 | 3.01M | 0.00 |
VANECK OIL SERVICES ETFDFND | COM | 57.50K | SH | $19.84M 1.13% | 0.00 | 57.50K | 0.00 |
KLX ENERGY SERVICES HOLDINGDFND | COM | 1.50M | SH | $17.80M 1.01% | 0.00 | 1.50M | 0.00 |
LIBERTY ENERGY INCDFND | COM | 891.45K | SH | $16.51M 0.94% | 0.00 | 891.45K | 0.00 |
LSB INDUSTRIES INCDFND | COM | 1.51M | SH | $15.44M 0.88% | 0.00 | 1.51M | 0.00 |
HALLIBURTON CODFND | COM | 380K | SH | $15.39M 0.88% | 0.00 | 380K | 0.00 |
CONSOL ENERGY INCDFND | COM | 140K | SH | $14.69M 0.84% | 0.00 | 140K | 0.00 |
UNITED STATES STEEL CORPDFND | COM | 434.65K | SH | $14.12M 0.80% | 0.00 | 359.65K | 0.00 |
ALGOMA STEEL GROUP INCDFND | COM | 2.02M | SH | $13.76M 0.78% | 0.00 | 2.02M | 0.00 |
NINE ENERGY SERVICE INCDFND | COM | 3.10M | SH | $12.79M 0.73% | 0.00 | 3.10M | 0.00 |
HELMERICH & PAYNEDFND | COM | 280.11K | SH | $11.81M 0.67% | 0.00 | 280.11K | 0.00 |
MATRIX SERVICE CODFND | COM | 825K | SH | $9.73M 0.55% | 0.00 | 825K | 0.00 |
ENERSYSDFND | COM | 98.23K | SH | $9.30M 0.53% | 0.00 | 98.23K | 0.00 |
SELECT WATER SOLUTIONS INCDFND | COM | 1.12M | SH | $8.91M 0.51% | 0.00 | 1.12M | 0.00 |
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