Filed: 8/11/2023ACC: 0001214659-23-011095
📋 What this filing means
GENDELL JEFFREY L filed this quarterly 13F‑HR report disclosing 62 equity positions with a total reported market value of $1.29B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
62
Positions
$1.29B
Total AUM (reported)
56.81M
Total Shares
Allocation by class
COM$1.28B99.4%
CL A$8.10M0.6%
Portfolio Concentration
Top 3$836.56M64.9%
4–10$222.82M17.3%
11–25$146.64M11.4%
Rest$83.59M6.5%
Top 3 weight
64.9%
Top 10 weight
82.1%
Voting Authority Distribution
Total shares with voting rights: 56.71M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
56.71M
shares
% of voting shares100.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other62
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings62
Rows:
IES HOLDINGS INC
DFNDShares11.41M
TypeSH
Market value$649.01M
50.33%
Sole
0.00
Shared
11.41M
None
0.00
ALPHA METALLURGICAL RESOURCE
DFNDShares600.06K
TypeSH
Market value$98.63M
7.65%
Sole
0.00
Shared
600.06K
None
0.00
AVADEL PHARMACEUTICALS-ADR
DFNDShares5.40M
TypeSH
Market value$88.93M
6.90%
Sole
0.00
Shared
5.40M
None
0.00
ARCH RESOURCES INC
DFNDShares502.30K
TypeSH
Market value$56.64M
4.39%
Sole
0.00
Shared
502.30K
None
0.00
BLUELINX HOLDINGS INC
DFNDShares481.78K
TypeSH
Market value$45.18M
3.50%
Sole
0.00
Shared
481.78K
None
0.00
PEABODY ENERGY CORP
DFNDShares1.85M
TypeSH
Market value$40.06M
3.11%
Sole
0.00
Shared
1.85M
None
0.00
MOHAWK INDUSTRIES INC
DFNDShares221.22K
TypeSH
Market value$22.82M
1.77%
Sole
0.00
Shared
221.22K
None
0.00
OIL STATES INTERNATIONAL INC
DFNDShares2.83M
TypeSH
Market value$21.13M
1.64%
Sole
0.00
Shared
2.83M
None
0.00
NABORS INDUSTRIES LTD
DFNDShares219.37K
TypeSH
Market value$20.41M
1.58%
Sole
0.00
Shared
219.37K
None
0.00
TETRA TECHNOLOGIES INC
DFNDShares4.91M
TypeSH
Market value$16.58M
1.29%
Sole
0.00
Shared
4.91M
None
0.00
UNITED STATES STEEL CORP
DFNDShares644.35K
TypeSH
Market value$16.12M
1.25%
Sole
0.00
Shared
544.35K
None
0.00
ALGOMA STEEL GROUP INC
DFNDShares2.02M
TypeSH
Market value$14.37M
1.11%
Sole
0.00
Shared
2.02M
None
0.00
KLX ENERGY SERVICES HOLDING
DFNDShares1.42M
TypeSH
Market value$14.17M
1.10%
Sole
0.00
Shared
1.42M
None
0.00
HELMERICH & PAYNE
DFNDShares334.71K
TypeSH
Market value$11.87M
0.92%
Sole
0.00
Shared
334.71K
None
0.00
CONSOL ENERGY INC
DFNDShares157.79K
TypeSH
Market value$10.70M
0.83%
Sole
0.00
Shared
157.79K
None
0.00
NINE ENERGY SERVICE INC
DFNDShares2.69M
TypeSH
Market value$10.30M
0.80%
Sole
0.00
Shared
2.69M
None
0.00
LSB INDUSTRIES INC
DFNDShares1.01M
TypeSH
Market value$9.90M
0.77%
Sole
0.00
Shared
1.01M
None
0.00
LIBERTY ENERGY INC
DFNDShares700K
TypeSH
Market value$9.36M
0.73%
Sole
0.00
Shared
700K
None
0.00
SELECT WATER SOLUTIONS INC
DFNDShares999.99K
TypeSH
Market value$8.10M
0.63%
Sole
0.00
Shared
999.99K
None
0.00
ENERSYS
DFNDShares73.65K
TypeSH
Market value$7.99M
0.62%
Sole
0.00
Shared
73.65K
None
0.00
LOUISIANA-PACIFIC CORP
DFNDShares100K
TypeSH
Market value$7.50M
0.58%
Sole
0.00
Shared
100K
None
0.00
PATRICK INDUSTRIES INC
DFNDShares90.06K
TypeSH
Market value$7.20M
0.56%
Sole
0.00
Shared
90.06K
None
0.00
INNOVATE CORP
DFNDShares3.80M
TypeSH
Market value$6.66M
0.52%
Sole
0.00
Shared
3.80M
None
0.00
REPUBLIC BANCORP INC-CLASS A
DFNDShares146.71K
TypeSH
Market value$6.24M
0.48%
Sole
0.00
Shared
146.71K
None
0.00
SEELOS THERAPEUTICS INC
DFNDShares5.17M
TypeSH
Market value$6.18M
0.48%
Sole
0.00
Shared
5.17M
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
IES HOLDINGS INCDFND | COM | 11.41M | SH | $649.01M 50.33% | 0.00 | 11.41M | 0.00 |
ALPHA METALLURGICAL RESOURCEDFND | COM | 600.06K | SH | $98.63M 7.65% | 0.00 | 600.06K | 0.00 |
AVADEL PHARMACEUTICALS-ADRDFND | COM | 5.40M | SH | $88.93M 6.90% | 0.00 | 5.40M | 0.00 |
ARCH RESOURCES INCDFND | COM | 502.30K | SH | $56.64M 4.39% | 0.00 | 502.30K | 0.00 |
BLUELINX HOLDINGS INCDFND | COM | 481.78K | SH | $45.18M 3.50% | 0.00 | 481.78K | 0.00 |
PEABODY ENERGY CORPDFND | COM | 1.85M | SH | $40.06M 3.11% | 0.00 | 1.85M | 0.00 |
MOHAWK INDUSTRIES INCDFND | COM | 221.22K | SH | $22.82M 1.77% | 0.00 | 221.22K | 0.00 |
OIL STATES INTERNATIONAL INCDFND | COM | 2.83M | SH | $21.13M 1.64% | 0.00 | 2.83M | 0.00 |
NABORS INDUSTRIES LTDDFND | COM | 219.37K | SH | $20.41M 1.58% | 0.00 | 219.37K | 0.00 |
TETRA TECHNOLOGIES INCDFND | COM | 4.91M | SH | $16.58M 1.29% | 0.00 | 4.91M | 0.00 |
UNITED STATES STEEL CORPDFND | COM | 644.35K | SH | $16.12M 1.25% | 0.00 | 544.35K | 0.00 |
ALGOMA STEEL GROUP INCDFND | COM | 2.02M | SH | $14.37M 1.11% | 0.00 | 2.02M | 0.00 |
KLX ENERGY SERVICES HOLDINGDFND | COM | 1.42M | SH | $14.17M 1.10% | 0.00 | 1.42M | 0.00 |
HELMERICH & PAYNEDFND | COM | 334.71K | SH | $11.87M 0.92% | 0.00 | 334.71K | 0.00 |
CONSOL ENERGY INCDFND | COM | 157.79K | SH | $10.70M 0.83% | 0.00 | 157.79K | 0.00 |
NINE ENERGY SERVICE INCDFND | COM | 2.69M | SH | $10.30M 0.80% | 0.00 | 2.69M | 0.00 |
LSB INDUSTRIES INCDFND | COM | 1.01M | SH | $9.90M 0.77% | 0.00 | 1.01M | 0.00 |
LIBERTY ENERGY INCDFND | COM | 700K | SH | $9.36M 0.73% | 0.00 | 700K | 0.00 |
SELECT WATER SOLUTIONS INCDFND | COM | 999.99K | SH | $8.10M 0.63% | 0.00 | 999.99K | 0.00 |
ENERSYSDFND | COM | 73.65K | SH | $7.99M 0.62% | 0.00 | 73.65K | 0.00 |
LOUISIANA-PACIFIC CORPDFND | COM | 100K | SH | $7.50M 0.58% | 0.00 | 100K | 0.00 |
PATRICK INDUSTRIES INCDFND | COM | 90.06K | SH | $7.20M 0.56% | 0.00 | 90.06K | 0.00 |
INNOVATE CORPDFND | COM | 3.80M | SH | $6.66M 0.52% | 0.00 | 3.80M | 0.00 |
REPUBLIC BANCORP INC-CLASS ADFND | CL A | 146.71K | SH | $6.24M 0.48% | 0.00 | 146.71K | 0.00 |
SEELOS THERAPEUTICS INCDFND | COM | 5.17M | SH | $6.18M 0.48% | 0.00 | 5.17M | 0.00 |
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