Filed: 2/13/2023ACC: 0001214659-23-002148
📋 What this filing means
GENDELL JEFFREY L filed this quarterly 13F‑HR report disclosing 57 equity positions with a total reported market value of $1.13B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
57
Positions
$1.13B
Total AUM (reported)
52.17M
Total Shares
Allocation by class
COM$1.12B99.3%
CL A$7.40M0.7%
Portfolio Concentration
Top 3$590.69M52.3%
4–10$260.28M23.0%
11–25$192.31M17.0%
Rest$86.02M7.6%
Top 3 weight
52.3%
Top 10 weight
75.4%
Voting Authority Distribution
Total shares with voting rights: 52.07M
Sole
Full voting authority
52.07M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other57
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings57
Rows:
IES HOLDINGS INC
DFNDShares11.41M
TypeSH
Market value$405.86M
35.94%
Sole
11.41M
Shared
0.00
None
0.00
ALPHA METALLURGICAL RESOURCE
DFNDShares737.51K
TypeSH
Market value$107.96M
9.56%
Sole
737.51K
Shared
0.00
None
0.00
ISHARES RUSSELL 2000 ETF
DFNDShares440.85K
TypeSH
Market value$76.87M
6.81%
Sole
440.85K
Shared
0.00
None
0.00
ARCH RESOURCES INC
DFNDShares463.84K
TypeSH
Market value$66.23M
5.86%
Sole
463.84K
Shared
0.00
None
0.00
BLUELINX HOLDINGS INC
DFNDShares554.49K
TypeSH
Market value$39.43M
3.49%
Sole
554.49K
Shared
0.00
None
0.00
AVADEL PHARMACEUTICALS-ADR
DFNDShares5.12M
TypeSH
Market value$36.66M
3.25%
Sole
5.12M
Shared
0.00
None
0.00
PEABODY ENERGY CORP
DFNDShares1.30M
TypeSH
Market value$34.47M
3.05%
Sole
1.30M
Shared
0.00
None
0.00
LSB INDUSTRIES INC
DFNDShares2.34M
TypeSH
Market value$31.08M
2.75%
Sole
2.34M
Shared
0.00
None
0.00
MOHAWK INDUSTRIES INC
DFNDShares278.76K
TypeSH
Market value$28.50M
2.52%
Sole
278.76K
Shared
0.00
None
0.00
UNITED STATES STEEL CORP
DFNDShares954.71K
TypeSH
Market value$23.92M
2.12%
Sole
854.71K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
DFNDShares60K
TypeSH
Market value$22.95M
2.03%
Sole
60K
Shared
0.00
None
0.00
OIL STATES INTERNATIONAL INC
DFNDShares2.99M
TypeSH
Market value$22.29M
1.97%
Sole
2.99M
Shared
0.00
None
0.00
LIBERTY ENERGY INC
DFNDShares1.20M
TypeSH
Market value$19.24M
1.70%
Sole
1.20M
Shared
0.00
None
0.00
NABORS INDUSTRIES LTD
DFNDShares113.06K
TypeSH
Market value$17.51M
1.55%
Sole
113.06K
Shared
0.00
None
0.00
KLX ENERGY SERVICES HOLDING
DFNDShares909.36K
TypeSH
Market value$15.74M
1.39%
Sole
909.36K
Shared
0.00
None
0.00
LOUISIANA-PACIFIC CORP
DFNDShares250K
TypeSH
Market value$14.80M
1.31%
Sole
250K
Shared
0.00
None
0.00
WHIRLPOOL CORP
DFNDShares94.03K
TypeSH
Market value$13.30M
1.18%
Sole
94.03K
Shared
0.00
None
0.00
ALGOMA STEEL GROUP INC
DFNDShares1.95M
TypeSH
Market value$12.33M
1.09%
Sole
1.95M
Shared
0.00
None
0.00
TETRA TECHNOLOGIES INC
DFNDShares3.06M
TypeSH
Market value$10.60M
0.94%
Sole
3.06M
Shared
0.00
None
0.00
CAMPING WORLD HOLDINGS INC-A
DFNDShares415.38K
TypeSH
Market value$9.27M
0.82%
Sole
415.38K
Shared
0.00
None
0.00
PEOPLES BANCORP OF NC
DFNDShares232.18K
TypeSH
Market value$7.56M
0.67%
Sole
232.18K
Shared
0.00
None
0.00
INNOVATE CORP
DFNDShares3.88M
TypeSH
Market value$7.26M
0.64%
Sole
3.88M
Shared
0.00
None
0.00
HMN FINANCIAL INC
DFNDShares308.28K
TypeSH
Market value$6.58M
0.58%
Sole
308.28K
Shared
0.00
None
0.00
CONSOL ENERGY INC
DFNDShares101.12K
TypeSH
Market value$6.57M
0.58%
Sole
101.12K
Shared
0.00
None
0.00
REPUBLIC BANCORP INC-CLASS A
DFNDShares154.01K
TypeSH
Market value$6.30M
0.56%
Sole
154.01K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
IES HOLDINGS INCDFND | COM | 11.41M | SH | $405.86M 35.94% | 11.41M | 0.00 | 0.00 |
ALPHA METALLURGICAL RESOURCEDFND | COM | 737.51K | SH | $107.96M 9.56% | 737.51K | 0.00 | 0.00 |
ISHARES RUSSELL 2000 ETFDFND | COM | 440.85K | SH | $76.87M 6.81% | 440.85K | 0.00 | 0.00 |
ARCH RESOURCES INCDFND | COM | 463.84K | SH | $66.23M 5.86% | 463.84K | 0.00 | 0.00 |
BLUELINX HOLDINGS INCDFND | COM | 554.49K | SH | $39.43M 3.49% | 554.49K | 0.00 | 0.00 |
AVADEL PHARMACEUTICALS-ADRDFND | COM | 5.12M | SH | $36.66M 3.25% | 5.12M | 0.00 | 0.00 |
PEABODY ENERGY CORPDFND | COM | 1.30M | SH | $34.47M 3.05% | 1.30M | 0.00 | 0.00 |
LSB INDUSTRIES INCDFND | COM | 2.34M | SH | $31.08M 2.75% | 2.34M | 0.00 | 0.00 |
MOHAWK INDUSTRIES INCDFND | COM | 278.76K | SH | $28.50M 2.52% | 278.76K | 0.00 | 0.00 |
UNITED STATES STEEL CORPDFND | COM | 954.71K | SH | $23.92M 2.12% | 854.71K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTDFND | COM | 60K | SH | $22.95M 2.03% | 60K | 0.00 | 0.00 |
OIL STATES INTERNATIONAL INCDFND | COM | 2.99M | SH | $22.29M 1.97% | 2.99M | 0.00 | 0.00 |
LIBERTY ENERGY INCDFND | COM | 1.20M | SH | $19.24M 1.70% | 1.20M | 0.00 | 0.00 |
NABORS INDUSTRIES LTDDFND | COM | 113.06K | SH | $17.51M 1.55% | 113.06K | 0.00 | 0.00 |
KLX ENERGY SERVICES HOLDINGDFND | COM | 909.36K | SH | $15.74M 1.39% | 909.36K | 0.00 | 0.00 |
LOUISIANA-PACIFIC CORPDFND | COM | 250K | SH | $14.80M 1.31% | 250K | 0.00 | 0.00 |
WHIRLPOOL CORPDFND | COM | 94.03K | SH | $13.30M 1.18% | 94.03K | 0.00 | 0.00 |
ALGOMA STEEL GROUP INCDFND | COM | 1.95M | SH | $12.33M 1.09% | 1.95M | 0.00 | 0.00 |
TETRA TECHNOLOGIES INCDFND | COM | 3.06M | SH | $10.60M 0.94% | 3.06M | 0.00 | 0.00 |
CAMPING WORLD HOLDINGS INC-ADFND | COM | 415.38K | SH | $9.27M 0.82% | 415.38K | 0.00 | 0.00 |
PEOPLES BANCORP OF NCDFND | COM | 232.18K | SH | $7.56M 0.67% | 232.18K | 0.00 | 0.00 |
INNOVATE CORPDFND | COM | 3.88M | SH | $7.26M 0.64% | 3.88M | 0.00 | 0.00 |
HMN FINANCIAL INCDFND | COM | 308.28K | SH | $6.58M 0.58% | 308.28K | 0.00 | 0.00 |
CONSOL ENERGY INCDFND | COM | 101.12K | SH | $6.57M 0.58% | 101.12K | 0.00 | 0.00 |
REPUBLIC BANCORP INC-CLASS ADFND | CL A | 154.01K | SH | $6.30M 0.56% | 154.01K | 0.00 | 0.00 |
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