GEN IV INVESTMENT OPPORTUNITIES, LLC

PrivateCIK: 1697367

Location

NEW YORK, NY

GEN IV INVESTMENT OPPORTUNITIES, LLC reported 4 transactions at BATTALION OIL CORP

Review the transaction codes below to understand the nature of each event.

GEN IV INVESTMENT OPPORTUNITIES, LLC

Filed: 8/7/2026ACC: 0001104659-26-092798

InsiderGEN IV INVESTMENT OPPORTUNITIES, LLCCIK 1697367

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IssuerBATTALION OIL CORPCIK 1282648

10% Owner

Since Oct 2019

+3.47M

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

10

Total transactions

3.49M acquired · 27.16K disposed

Non-Derivative Transactions4

Common Stock

Direct

C · Conversion

Shares

+253.81K

Price / share

—

Trade value

—

% of position

New position

8/7/2026

0.00→253.81K

Common Stock

Direct

C · Conversion

Shares

+1.61M

Price / share

—

Trade value

—

% of position

633.5%

8/7/2026

253.81K→1.86M

Common Stock

Direct

C · Conversion

Shares

+799.22K

Price / share

—

Trade value

—

% of position

42.9%

8/7/2026

1.86M→2.66M

Common Stock

Direct

C · Conversion

Shares

+833.38K

Price / share

—

Trade value

—

% of position

31.3%

8/7/2026

2.66M→3.49M

Total

Net shares

+3.49M

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/7/2026	C · Conversion	+253.81K	—	—	New position	0.00	253.81K
Common Stock Direct	8/7/2026	C · Conversion	+1.61M	—	—	633.5%	253.81K	1.86M
Common Stock Direct	8/7/2026	C · Conversion	+799.22K	—	—	42.9%	1.86M	2.66M
Common Stock Direct	8/7/2026	C · Conversion	+833.38K	—	—	31.3%	2.66M	3.49M
Total			+3.49M		$0.00

Derivative Transactions6

Series A Redeemable Convertible Preferred Stock

Direct

S · Sale

Converts to

Common Stock

Shares

−5.14K

Strike price

Held after

0.00

Exercisable

—

8/7/2026

Series A-1 Redeemable Convertible Preferred Stock

Direct

S · Sale

Converts to

Common Stock

1.61M shares

Shares

−6.58K

Strike price

Held after

1.23K

Exercisable

—

8/7/2026

Series A-1 Redeemable Convertible Preferred Stock

Direct

C · Conversion

Converts to

Common Stock

253.81K shares

Shares

−1.23K

Strike price

Held after

0.00

Exercisable

—

8/7/2026

Series A-2 Redeemable Convertible Preferred Stock

Direct

C · Conversion

Converts to

Common Stock

1.61M shares

Shares

−6.63K

Strike price

Held after

0.00

Exercisable

—

8/7/2026

Series A-3 Redeemable Convertible Preferred Stock

Direct

C · Conversion

Converts to

Common Stock

799.22K shares

Shares

−3.79K

Strike price

Held after

0.00

Exercisable

—

8/7/2026

Series A-4 Redeemable Convertible Preferred Stock

Direct

C · Conversion

Converts to

Common Stock

833.38K shares

Shares

−3.79K

Strike price

Held after

0.00

Exercisable

—

8/7/2026

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Series A Redeemable Convertible Preferred Stock Direct	Common Stock	8/7/2026	S · Sale	−5.14K		—	0.00
Series A-1 Redeemable Convertible Preferred Stock Direct	Common Stock1.61M shares	8/7/2026	S · Sale	−6.58K		—	1.23K
Series A-1 Redeemable Convertible Preferred Stock Direct	Common Stock253.81K shares	8/7/2026	C · Conversion	−1.23K		—	0.00
Series A-2 Redeemable Convertible Preferred Stock Direct	Common Stock1.61M shares	8/7/2026	C · Conversion	−6.63K		—	0.00
Series A-3 Redeemable Convertible Preferred Stock Direct	Common Stock799.22K shares	8/7/2026	C · Conversion	−3.79K		—	0.00
Series A-4 Redeemable Convertible Preferred Stock Direct	Common Stock833.38K shares	8/7/2026	C · Conversion	−3.79K		—	0.00