GEM GLOBAL YIELD LLC SCS enters NXU, INC. with 34M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 10/4/2023ACC: 0001140361-23-046971
34M
Baseline shares
100% direct
34M
Direct ownership
1 position
340.37K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Class A common stock, $0.0001 par value per share
DirectShares owned34M
Total
34M direct34M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A common stock, $0.0001 par value per share | 34M | Direct |
| Total | 34M | 34M direct |
Derivative Holdings1
Warrant (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
340.37K
Shares owned
N/A
Exercise price
82.12
Expiration
—
Exercise window
—
Total
Underlying
340.37K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant (right to buy) Direct | Common Stock | 82.12 | — | — | 340.37K | N/A |
| Total | 340.37K | 0.00 | ||||