GELLER MARSHALL S

PrivateCIK: 925236

Location

LOS ANGELES, CA

GELLER MARSHALL S reported 1 transaction at OPENWORLD, INC.

Review the transaction codes below to understand the nature of each event.

GELLER MARSHALL S

Filed: 5/25/2023ACC: 0001062993-23-012213

InsiderGELLER MARSHALL SCIK 925236

→

IssuerOPENWORLD, INC.CIK 1104038

Director

Since Mar 2019

-30K

Net shares

Net seller

$0.00

Total acquired

0

Open market trades

0B · 0S

1

Total transactions

30K disposed

Non-Derivative Transactions1

Common Stock, par value $0.001

Direct

G · Gift

Shares

−30K

Price / share

—

Trade value

—

% of position

36.6%

5/24/2023

82K→52K

Total

Net shares

−30K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, par value $0.001 Direct	5/24/2023	G · Gift	−30K	—	—	36.6%	82K	52K
Total			−30K		$0.00

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)1

Common Stock, par value $0.001

Indirect

Shares owned336.30K

Total

336.30K indirect336.30K

Security Title	Shares Owned	Ownership Type
Common Stock, par value $0.001	336.30K	Indirect
Total	336.30K	336.30K indirect

Derivative Holdings (Post-Transaction)7

Stock Option (Right to Buy)

Indirect

Underlying security

Common Stock, par value $0.001

Underlying shares

3K

Shares owned

3K

Exercise price

5.295

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Indirect

Underlying security

Common Stock, par value $0.001

Underlying shares

10K

Shares owned

10K

Exercise price

3.505

Expiration

—

Exercise window

—

Warrant (Right to Buy)

Indirect

Underlying security

Common Stock, par value $0.001

Underlying shares

31.10K

Shares owned

31.10K

Exercise price

3.215

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Indirect

Underlying security

Common Stock, par value $0.001

Underlying shares

10K

Shares owned

10K

Exercise price

3.505

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock, par value $0.001

Underlying shares

30K

Shares owned

30K

Exercise price

0

Expiration

—

Exercise window

—

Warrant (Right to Buy)

Indirect

Underlying security

Common Stock, par value $0.001

Underlying shares

31.94K

Shares owned

31.94K

Exercise price

4.6

Expiration

—

Exercise window

—

Warrant (Right to Buy)

Direct

Underlying security

Common Stock, par value $0.001

Underlying shares

7K

Shares owned

7K

Exercise price

4.6

Expiration

—

Exercise window

—

Total

Underlying

123.05K

Owned

123.05K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Indirect	Common Stock, par value $0.001	5.295	—	—	3K	3K
Stock Option (Right to Buy) Indirect	Common Stock, par value $0.001	3.505	—	—	10K	10K
Warrant (Right to Buy) Indirect	Common Stock, par value $0.001	3.215	—	—	31.10K	31.10K
Stock Option (Right to Buy) Indirect	Common Stock, par value $0.001	3.505	—	—	10K	10K
Restricted Stock Units Direct	Common Stock, par value $0.001	0	—	—	30K	30K
Warrant (Right to Buy) Indirect	Common Stock, par value $0.001	4.6	—	—	31.94K	31.94K
Warrant (Right to Buy) Direct	Common Stock, par value $0.001	4.6	—	—	7K	7K
Total					123.05K	123.05K

GELLER MARSHALL S — Insider Transaction (Form 4) Filed May 25, 2023 | Finecho