GAZULIS THEODORE (Executive VP, CFO) exercised options at CIMAREX RESOLUTE LLC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 11/30/2018ACC: 0001144204-18-062703
Officer· Executive VP, CFO
Since Nov 2018
-9.28K
Net shares
Net seller
$322.8K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
60.29K acquired · 69.56K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+26.03K
Price / share
$6.75
Trade value
$175.72K
% of position
12.2%
11/28/2018
212.56K→238.59K
Common Stock
Direct
Shares
+34.25K
Price / share
$2.92
Trade value
$99.85K
% of position
14.4%
11/28/2018
238.59K→272.84K
Common Stock
Direct
Shares
−9.28K
Price / share
$34.79
Trade value
$322.82K
% of position
3.4%
11/28/2018
272.84K→263.56K
Total
Net shares
+51.01K
Net value
-$47.25K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/28/2018 | M · Option Exercise | +26.03K | $6.75 | $175.72K | 12.2% | 212.56K | 238.59K |
| Common Stock Direct | 11/28/2018 | M · Option Exercise | +34.25K | $2.92 | $99.85K | 14.4% | 238.59K | 272.84K |
| Common Stock Direct | 11/28/2018 | F · Tax Withholding | −9.28K | $34.79 | $322.82K | 3.4% | 272.84K | 263.56K |
| Total | +51.01K | -$47.25K | ||||||
Derivative Transactions2
Employee Stock Option (Right to buy)
Direct
Converts to
Common Stock
26.03K shares
Shares
−26.03K
Strike price
6.75
Held after
0.00
Exercisable
—
11/28/2018
Employee Stock Option (Right to buy)
Direct
Converts to
Common Stock
34.25K shares
Shares
−34.25K
Strike price
2.915
Held after
0.00
Exercisable
—
11/28/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy) Direct | Common Stock26.03K shares | 11/28/2018 | M · Option Exercise | −26.03K | 6.75 | — | 0.00 |
| Employee Stock Option (Right to buy) Direct | Common Stock34.25K shares | 11/28/2018 | M · Option Exercise | −34.25K | 2.915 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned1K
Total
1K indirect1K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1K | Indirect |
| Total | 1K | 1K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported