GATHMAN JONATHAN R. (EVP OF SUBSIDIARY) reported 1 transaction at SB FINANCIAL GROUP, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 12/31/2019ACC: 0001497869-19-000002
Officer· EVP OF SUBSIDIARY
Since Dec 2019
-46.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
4.95K acquired · 5K disposed
Non-Derivative Transactions1
COMMON STOCK
Indirect
Shares
+4.95K
Price / share
—
Trade value
—
% of position
22.1%
12/26/2019
22.37K→27.33K
Total
Net shares
+4.95K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK Indirect | 12/26/2019 | C · Conversion | +4.95K | — | — | 22.1% | 22.37K | 27.33K |
| Total | +4.95K | $0.00 | ||||||
Derivative Transactions1
SERIES A 6.50% PREFERRED STOCK
Direct
Converts to
COMMON STOCK
4.95K shares
Shares
−5K
Strike price
0
Held after
0.00
Exercisable
—
12/26/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| SERIES A 6.50% PREFERRED STOCK Direct | COMMON STOCK4.95K shares | 12/26/2019 | C · Conversion | −5K | 0 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
COMMON STOCK
DirectShares owned4.92K
COMMON STOCK
IndirectShares owned9.65K
Total
4.92K direct·9.65K indirect14.56K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| COMMON STOCK | 4.92K | Direct |
| COMMON STOCK | 9.65K | Indirect |
| Total | 14.56K | 4.92K direct·9.65K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported