GATES NICHOLAS RAY received a stock award from SPHERE 3D CORP.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 9/10/2026ACC: 0001213900-26-098804
+266.67K
Net shares
Net buyer
$400.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
266.67K acquired
Non-Derivative Transactions1
Common Shares
Direct
Shares
+133.33K
Price / share
$3.00
Trade value
$400K
% of position
235.8%
9/8/2026
56.55K→189.89K
Total
Net shares
+133.33K
Net value
$400K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Shares Direct | 9/8/2026 | A · Award | +133.33K | $3.00 | $400K | 235.8% | 56.55K | 189.89K |
| Total | +133.33K | $400K | ||||||
Derivative Transactions1
Warrants
Direct
Converts to
Common Shares
133.33K shares
Shares
+133.33K
Strike price
3.50
Held after
133.33K
Exercisable
—
9/8/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrants Direct | Common Shares133.33K shares | 9/8/2026 | A · Award | +133.33K | 3.50 | — | 133.33K |