GATES KATHERINE T (CEO and President) exercised options at SUNCOKE ENERGY, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

GATES KATHERINE T

Filed: 2/22/2021ACC: 0001127602-21-007165

InsiderGATES KATHERINE TCIK 1656488

→

IssuerSUNCOKE ENERGY, INC.CIK 1514705

DirectorOfficer· CEO and President

Since Feb 2026

-5.39K

Net shares

Net seller

$33.6K

Total sold

Open market trades

0B · 0S

Total transactions

16.60K acquired · 22K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+4.25K

Price / share

—

Trade value

—

% of position

7.7%

2/13/2021

55.04K→59.30K

Common Stock

Direct

F · Tax Withholding

−1.47K

Price / share

$6.06

Trade value

$8.93K

% of position

2.5%

2/13/2021

59.30K→57.83K

Common Stock

Direct

M · Option Exercise

+2.41K

Price / share

—

Trade value

—

% of position

4.2%

2/14/2021

57.83K→60.24K

Common Stock

Direct

F · Tax Withholding

−836.00

Price / share

$6.06

Trade value

$5.07K

% of position

1.4%

2/14/2021

60.24K→59.40K

Common Stock

Direct

M · Option Exercise

+9.93K

Price / share

—

Trade value

—

% of position

16.7%

2/19/2021

59.40K→69.34K

Common Stock

Direct

F · Tax Withholding

−3.08K

Price / share

$6.36

Trade value

$19.61K

% of position

4.4%

2/19/2021

69.34K→66.25K

Total

Net shares

+11.21K

Net value

-$33.60K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/13/2021	M · Option Exercise	+4.25K	—	—	7.7%	55.04K	59.30K
Common Stock Direct	2/13/2021	F · Tax Withholding	−1.47K	$6.06	$8.93K	2.5%	59.30K	57.83K
Common Stock Direct	2/14/2021	M · Option Exercise	+2.41K	—	—	4.2%	57.83K	60.24K
Common Stock Direct	2/14/2021	F · Tax Withholding	−836.00	$6.06	$5.07K	1.4%	60.24K	59.40K
Common Stock Direct	2/19/2021	M · Option Exercise	+9.93K	—	—	16.7%	59.40K	69.34K
Common Stock Direct	2/19/2021	F · Tax Withholding	−3.08K	$6.36	$19.61K	4.4%	69.34K	66.25K
Total			+11.21K		-$33.60K

Derivative Transactions3

RSU's (02.13.19)

Direct

M · Option Exercise

Converts to

Common Stock

4.25K shares

−4.25K

Strike price

Held after

4.25K

Exercisable

—

2/13/2021

RSU's (02.14.18)

Direct

M · Option Exercise

Converts to

Common Stock

2.41K shares

−2.41K

Strike price

Held after

0.00

Exercisable

—

2/14/2021

RSU's (02.19.2020)

Direct

M · Option Exercise

Converts to

Common Stock

9.93K shares

−9.93K

Strike price

Held after

19.87K

Exercisable

—

2/19/2021

Security	Converts To	Date	Type	Shares	Exercisable	Held After
RSU's (02.13.19) Direct	Common Stock4.25K shares	2/13/2021	M · Option Exercise	−4.25K	—	4.25K
RSU's (02.14.18) Direct	Common Stock2.41K shares	2/14/2021	M · Option Exercise	−2.41K	—	0.00
RSU's (02.19.2020) Direct	Common Stock9.93K shares	2/19/2021	M · Option Exercise	−9.93K	—	19.87K