Senior insider sale
Managing Director at LPL FINANCIAL HOLDINGS INC. — senior position signals high conviction
$1.58M
4.50K shares
What this filing means
GATES GREG plans to sell 4.50K shares of LPL FINANCIAL HOLDINGS INC. valued at approximately $1.58M. Form 144 is a notice of intent to sell restricted or control securities — not a mandatory transaction. This filing provides advance warning of potential selling pressure.
Filed: 12/5/2025ACC: 0001959173-25-007540
Officer· Managing Director
Since Jul 2021
4.50K
Shares to sell
$1.58M
Approx. market value
750.00
Acquired (3 months)
1
Planned
3 completed
Securities Acquired — Last 3 Months1
Restricted Stock Vesting
Compensation
12/11/2020
750.00Total acquired750.00
| Acquisition Date | Type | Amount Acquired | Gift |
|---|---|---|---|
12/11/2020 | Restricted Stock Vesting Compensation | 750.00 | — |
| Total | 750.00 | ||
Planned & Completed Dispositions4
Completed
—Completed
Units to sell
1.50K
Market value
$564.6K
11/5/2025
—Completed
Units to sell
750.00
Market value
$235.8K
10/6/2025
—Completed
Units to sell
1.50K
Market value
$507.3K
9/5/2025
Planned — Approximate Date
NASDAQPlanned
Units to sell
750.00
Market value
$274.5K
12/5/2025
Total
Units
4.50K
Value
$1.58M
| Date | Units to Sell | Approx. Market Value | Exchange | Status |
|---|---|---|---|---|
| Completed | ||||
11/5/2025 | 1.50K | $564.6K | — | Completed |
10/6/2025 | 750.00 | $235.8K | — | Completed |
9/5/2025 | 1.50K | $507.3K | — | Completed |
| Planned — Approximate Date | ||||
12/5/2025 | 750.00 | $274.5K | NASDAQ | Planned |
| Total | 4.50K | $1.58M | ||