GARY JEFF exercised options at NATIONAL HOLDINGS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/14/2020ACC: 0001437749-20-002832
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
16.67K acquired · 16.67K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+16.67K
Price / share
—
Trade value
—
% of position
New position
2/13/2020
0.00→16.67K
Total
Net shares
+16.67K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/13/2020 | M · Option Exercise | +16.67K | — | — | New position | 0.00 | 16.67K |
| Total | +16.67K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
16.67K shares
Shares
−16.67K
Strike price
Held after
33.33K
Exercisable
—
2/13/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock16.67K shares | 2/13/2020 | M · Option Exercise | −16.67K | — | 33.33K |