GARNETTE SOPHIA (VP, Legal Affairs & Operation) sold 97.6% of their position (10.64K shares) of INTERNATIONAL STEM CELL CORP on the open market
Open‑market sale worth $16.4K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 12/6/2018ACC: 0001683168-18-003617
Officer· VP, Legal Affairs & Operation
Since Jul 2018
-10.64K
Net shares
Net seller
$16.4K
Total sold
1
Open market trades
0B · 1S
5
Total transactions
10.64K acquired · 21.27K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+2.78K
Price / share
$1.09
Trade value
$3.03K
% of position
1040.4%
12/4/2018
267.00→3.04K
Common Stock
Direct
Shares
+7.86K
Price / share
$1.10
Trade value
$8.64K
% of position
258.1%
12/4/2018
3.04K→10.90K
Common Stock
Direct
Shares
−10.64K
Price / share
$1.54
Trade value
$16.38K
% of position
97.6%
12/4/2018
10.90K→267.00
Total
Net shares
+0.00
Net value
-$4.71K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/4/2018 | M · Option Exercise | +2.78K | $1.09 | $3.03K | 1040.4% | 267.00 | 3.04K |
| Common Stock Direct | 12/4/2018 | M · Option Exercise | +7.86K | $1.10 | $8.64K | 258.1% | 3.04K | 10.90K |
| Common Stock Direct | 12/4/2018 | S · Sale | −10.64K | $1.54 | $16.38K | 97.6% | 10.90K | 267.00 |
| Total | +0.00 | -$4.71K | ||||||
Derivative Transactions2
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
11.11K shares
Shares
−2.78K
Strike price
1.09
Held after
8.33K
Exercisable
—
12/4/2018
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
47.86K shares
Shares
−7.86K
Strike price
1.10
Held after
40.27K
Exercisable
—
12/4/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock11.11K shares | 12/4/2018 | M · Option Exercise | −2.78K | 1.09 | — | 8.33K |
| Stock Option (Right to Buy) Direct | Common Stock47.86K shares | 12/4/2018 | M · Option Exercise | −7.86K | 1.10 | — | 40.27K |