GARNETTE SOPHIA

PrivateCIK: 1616590
Location

CARLSBAD, CA

GARNETTE SOPHIA (VP, Legal Affairs & Operation) sold 84.8% of their position (1.49K shares) of INTERNATIONAL STEM CELL CORP on the open market

Open‑market sale worth $2.4K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale
InsiderGARNETTE SOPHIACIK 1616590
Officer· VP, Legal Affairs & Operation
Since Jul 2018
-1.49K
Net shares
Net seller
$2.4K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
1.49K acquired · 2.99K disposed
Non-Derivative Transactions2

Common Stock

Direct
M · Option Exercise

Shares

+1.49K

Price / share

$1.10

Trade value

$1.64K

% of position

559.6%
10/2/2018
267.001.76K

Common Stock

Direct
S · Sale

Shares

1.49K

Price / share

$1.58

Trade value

$2.36K

% of position

84.8%
10/2/2018
1.76K267.00
Total

Net shares

+0.00

Net value

-$717.12

Derivative Transactions1

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

49.35K shares

Shares

1.49K

Strike price

1.10

Held after

47.86K

Exercisable

10/2/2018
GARNETTE SOPHIA — Insider Transaction (Form 4) Filed Oct 3, 2018 | Finecho