GARNETTE SOPHIA (VP, Legal Affairs & Operation) sold 94.8% of their position (4.90K shares) of INTERNATIONAL STEM CELL CORP on the open market
Open‑market sale worth $7.7K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 8/22/2018ACC: 0001683168-18-002467
Officer· VP, Legal Affairs & Operation
Since Jul 2018
-4.90K
Net shares
Net seller
$7.7K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
4.90K acquired · 9.80K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+4.90K
Price / share
$1.10
Trade value
$5.39K
% of position
1835.2%
8/21/2018
267.00→5.17K
Common Stock
Direct
Shares
−4.90K
Price / share
$1.58
Trade value
$7.74K
% of position
94.8%
8/21/2018
5.17K→267.00
Total
Net shares
+0.00
Net value
-$2.35K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/21/2018 | M · Option Exercise | +4.90K | $1.10 | $5.39K | 1835.2% | 267.00 | 5.17K |
| Common Stock Direct | 8/21/2018 | S · Sale | −4.90K | $1.58 | $7.74K | 94.8% | 5.17K | 267.00 |
| Total | +0.00 | -$2.35K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
54.25K shares
Shares
−4.90K
Strike price
1.10
Held after
49.35K
Exercisable
—
8/21/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock54.25K shares | 8/21/2018 | M · Option Exercise | −4.90K | 1.10 | — | 49.35K |