GARNETTE SOPHIA (VP, Legal Affairs & Operation) sold 97.2% of their position (9.30K shares) of INTERNATIONAL STEM CELL CORP on the open market
Open‑market sale worth $14.7K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 8/21/2018ACC: 0001683168-18-002459
Officer· VP, Legal Affairs & Operation
Since Jul 2018
-9.30K
Net shares
Net seller
$14.7K
Total sold
1
Open market trades
0B · 1S
5
Total transactions
9.30K acquired · 18.61K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+3.56K
Price / share
$1.09
Trade value
$3.88K
% of position
1331.8%
8/20/2018
267.00→3.82K
Common Stock
Direct
Shares
+5.75K
Price / share
$1.10
Trade value
$6.32K
% of position
150.4%
8/20/2018
3.82K→9.57K
Common Stock
Direct
Shares
−9.30K
Price / share
$1.58
Trade value
$14.70K
% of position
97.2%
8/20/2018
9.57K→267.00
Total
Net shares
+0.00
Net value
-$4.50K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/20/2018 | M · Option Exercise | +3.56K | $1.09 | $3.88K | 1331.8% | 267.00 | 3.82K |
| Common Stock Direct | 8/20/2018 | M · Option Exercise | +5.75K | $1.10 | $6.32K | 150.4% | 3.82K | 9.57K |
| Common Stock Direct | 8/20/2018 | S · Sale | −9.30K | $1.58 | $14.70K | 97.2% | 9.57K | 267.00 |
| Total | +0.00 | -$4.50K | ||||||
Derivative Transactions2
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
14.67K shares
Shares
−3.56K
Strike price
1.09
Held after
11.11K
Exercisable
—
8/20/2018
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
60K shares
Shares
−5.75K
Strike price
1.10
Held after
54.25K
Exercisable
—
8/20/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock14.67K shares | 8/20/2018 | M · Option Exercise | −3.56K | 1.09 | — | 11.11K |
| Stock Option (Right to Buy) Direct | Common Stock60K shares | 8/20/2018 | M · Option Exercise | −5.75K | 1.10 | — | 54.25K |