GARFIN MITCHELL

PrivateCIK: 1464011
Location

WILMINGTON, DE

GARFIN MITCHELL exercised options at BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise
Other
Since Aug 2018
-2.95K
Net shares
Net seller
$34.7K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
2.95K acquired · 5.90K disposed
Non-Derivative Transactions2

Common Stock

Direct
M · Option Exercise

Shares

+2.95K

Price / share

Trade value

% of position

New position
1/30/2026
0.002.95K

Common Stock

Direct
D · Disposition

Shares

2.95K

Price / share

$11.76

Trade value

$34.70K

% of position

New position
1/30/2026
2.95K0.00
Total

Net shares

+0.00

Net value

-$34.70K

Derivative Transactions1

Phantom Shares

Direct
M · Option Exercise
Converts to

Common Stock

2.95K shares

Shares

2.95K

Strike price

Held after

5.90K

Exercisable

1/30/2026
GARFIN MITCHELL — Insider Transaction (Form 4) Filed Feb 3, 2026 | Finecho