GARFIN MITCHELL exercised options at BLACKROCK FLOATING RATE INCOME TRUST
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/3/2026ACC: 0001193125-26-035889
Other
Since Aug 2018
+7.30K
Net shares
Net buyer
$58.9K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
17.58K acquired · 10.28K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+5.14K
Price / share
—
Trade value
—
% of position
New position
1/30/2026
0.00→5.14K
Common Stock
Direct
Shares
−5.14K
Price / share
$11.45
Trade value
$58.87K
% of position
New position
1/30/2026
5.14K→0.00
Total
Net shares
+0.00
Net value
-$58.87K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/30/2026 | M · Option Exercise | +5.14K | — | — | New position | 0.00 | 5.14K |
| Common Stock Direct | 1/30/2026 | D · Disposition | −5.14K | $11.45 | $58.87K | New position | 5.14K | 0.00 |
| Total | +0.00 | -$58.87K | ||||||
Derivative Transactions3
Phantom Shares
Direct
Converts to
Common Stock
12.44K shares
Shares
+12.44K
Strike price
Held after
12.44K
Exercisable
—
1/30/2026
Phantom Shares
Direct
Converts to
Common Stock
3.11K shares
Shares
−3.11K
Strike price
Held after
6.21K
Exercisable
—
1/30/2026
Phantom Shares
Direct
Converts to
Common Stock
2.04K shares
Shares
−2.04K
Strike price
Held after
2.04K
Exercisable
—
1/30/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Shares Direct | Common Stock12.44K shares | 1/30/2026 | A · Award | +12.44K | — | 12.44K | |
| Phantom Shares Direct | Common Stock3.11K shares | 1/30/2026 | M · Option Exercise | −3.11K | — | 6.21K | |
| Phantom Shares Direct | Common Stock2.04K shares | 1/30/2026 | M · Option Exercise | −2.04K | — | 2.04K |