GARFIN MITCHELL exercised options at BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/2/2021ACC: 0000899243-21-004339
→
Other
Since Aug 2018
-1.80K
Net shares
Net seller
$22.3K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
1.80K acquired · 3.59K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+1.80K
Price / share
—
Trade value
—
% of position
New position
1/29/2021
0.00→1.80K
Common Stock
Direct
Shares
−1.80K
Price / share
$12.43
Trade value
$22.31K
% of position
New position
1/29/2021
1.80K→0.00
Total
Net shares
+0.00
Net value
-$22.31K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/29/2021 | M · Option Exercise | +1.80K | — | — | New position | 0.00 | 1.80K |
| Common Stock Direct | 1/29/2021 | D · Disposition | −1.80K | $12.43 | $22.31K | New position | 1.80K | 0.00 |
| Total | +0.00 | -$22.31K | ||||||
Derivative Transactions1
Phantom Shares
Direct
Converts to
Common Stock
1.80K shares
Shares
−1.80K
Strike price
Held after
3.59K
Exercisable
—
1/29/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Shares Direct | Common Stock1.80K shares | 1/29/2021 | M · Option Exercise | −1.80K | — | 3.59K |