GAREN DANIEL (See Remarks) exercised options at VIVINT SMART HOME, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

GAREN DANIEL

Filed: 12/30/2022ACC: 0000899243-22-039608

InsiderGAREN DANIELCIK 1540967

→

IssuerVIVINT SMART HOME, INC.CIK 1713952

Officer· See Remarks

Since Aug 2021

-8.26K

Net shares

Net seller

$98.3K

Total sold

Open market trades

0B · 0S

Total transactions

21.97K acquired · 30.23K disposed

Non-Derivative Transactions3

Class A Common Stock

Direct

M · Option Exercise

+13.04K

Price / share

—

Trade value

—

% of position

21.2%

12/28/2022

61.56K→74.61K

Class A Common Stock

Direct

M · Option Exercise

+8.93K

Price / share

—

Trade value

—

% of position

12.0%

12/28/2022

74.61K→83.54K

Class A Common Stock

Direct

F · Tax Withholding

−8.26K

Price / share

$11.91

Trade value

$98.34K

% of position

9.9%

12/28/2022

83.54K→75.28K

Total

Net shares

+13.71K

Net value

-$98.34K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	12/28/2022	M · Option Exercise	+13.04K	—	—	21.2%	61.56K	74.61K
Class A Common Stock Direct	12/28/2022	M · Option Exercise	+8.93K	—	—	12.0%	74.61K	83.54K
Class A Common Stock Direct	12/28/2022	F · Tax Withholding	−8.26K	$11.91	$98.34K	9.9%	83.54K	75.28K
Total			+13.71K		-$98.34K

Derivative Transactions2

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

13.04K shares

−13.04K

Strike price

Held after

247.83K

Exercisable

—

12/28/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

8.93K shares

−8.93K

Strike price

Held after

26.79K

Exercisable

—

12/28/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock13.04K shares	12/28/2022	M · Option Exercise	−13.04K		—	247.83K
Restricted Stock Units Direct	Class A Common Stock8.93K shares	12/28/2022	M · Option Exercise	−8.93K		—	26.79K