GARCIA PHILIPP enters PACIFIC MERCANTILE BANCORP with 17.41K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

GARCIA PHILIPP

Filed: 4/1/2020ACC: 0001562180-20-002815

InsiderGARCIA PHILIPPCIK 1808210

→

IssuerPACIFIC MERCANTILE BANCORPCIK 1109546

Officer· EVP

Since Mar 2020

17.41K

Baseline shares

100% direct

17.41K

Direct ownership

1 position

29.63K

Derivative underlying

5 instruments

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned17.41K

Total

17.41K direct17.41K

Security Title	Shares Owned	Ownership Type
Common Stock	17.41K	Direct
Total	17.41K	17.41K direct

Derivative Holdings5

Stock Options (Right to buy)

Direct

Underlying security

Common Stock

Underlying shares

5.05K

Shares owned

N/A

Exercise price

8.15

Expiration

—

Exercise window

—

Stock Options (Right to buy)

Direct

Underlying security

Common Stock

Underlying shares

3.08K

Shares owned

N/A

Exercise price

7.10

Expiration

—

Exercise window

—

Stock Options (Right to buy)

Direct

Underlying security

Common Stock

Underlying shares

7.50K

Shares owned

N/A

Exercise price

6.95

Expiration

—

Exercise window

—

Stock Options (Right to buy)

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

N/A

Exercise price

6.47

Expiration

—

Exercise window

—

Stock Options (Right to buy)

Direct

Underlying security

Common Stock

Underlying shares

10K

Shares owned

N/A

Exercise price

6.07

Expiration

—

Exercise window

—

Total

Underlying

29.63K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Options (Right to buy) Direct	Common Stock	8.15	—	—	5.05K	N/A
Stock Options (Right to buy) Direct	Common Stock	7.10	—	—	3.08K	N/A
Stock Options (Right to buy) Direct	Common Stock	6.95	—	—	7.50K	N/A
Stock Options (Right to buy) Direct	Common Stock	6.47	—	—	4K	N/A
Stock Options (Right to buy) Direct	Common Stock	6.07	—	—	10K	N/A
Total					29.63K	0.00