GARCHIK STEPHEN JEFFREY enters AUTHID INC. with 2.27M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 4/28/2022ACC: 0001213900-22-022341
2.27M
Baseline shares
88% direct
2M
Direct ownership
1 position
394.26K
Derivative underlying
3 instruments
4
Security positions
267.64K indirect
Non-Derivative Holdings4
Common Stock
DirectShares owned2M
Common Stock
IndirectShares owned11.67K
Common Stock
IndirectShares owned166.67K
Common Stock
IndirectShares owned89.31K
Total
2M direct·267.64K indirect2.27M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2M | Direct |
| Common Stock | 11.67K | Indirect |
| Common Stock | 166.67K | Indirect |
| Common Stock | 89.31K | Indirect |
| Total | 2.27M | 2M direct·267.64K indirect |
Derivative Holdings3
Common Stock Purchase Warrant
IndirectUnderlying security
Common Stock
Underlying shares
83.33K
Shares owned
N/A
Exercise price
4.50
Expiration
—
Exercise window
—
Common Stock Purchase Warrant
IndirectUnderlying security
Common Stock
Underlying shares
40.66K
Shares owned
N/A
Exercise price
4.50
Expiration
—
Exercise window
—
Convertible Notes
DirectUnderlying security
Common Stock
Underlying shares
270.27K
Shares owned
N/A
Exercise price
3.70
Expiration
—
Exercise window
—
Total
Underlying
394.26K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Stock Purchase Warrant Indirect | Common Stock | 4.50 | — | — | 83.33K | N/A |
| Common Stock Purchase Warrant Indirect | Common Stock | 4.50 | — | — | 40.66K | N/A |
| Convertible Notes Direct | Common Stock | 3.70 | — | — | 270.27K | N/A |
| Total | 394.26K | 0.00 | ||||