GANT KENNETH R exercised options at QUAINT OAK BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/14/2023ACC: 0001437749-23-025855
+2K
Net shares
Net buyer
$26.6K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
2K acquired
Non-Derivative Transactions1
Common Stock
Direct
Shares
+2K
Price / share
$13.30
Trade value
$26.60K
% of position
9.1%
9/13/2023
21.89K→23.89K
Total
Net shares
+2K
Net value
$26.60K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/13/2023 | M · Option Exercise | +2K | $13.30 | $26.60K | 9.1% | 21.89K | 23.89K |
| Total | +2K | $26.60K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
2K shares
Shares
−N/A
Strike price
13.30
Held after
3K
Exercisable
—
9/13/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock2K shares | 9/13/2023 | M · Option Exercise | −N/A | 13.30 | — | 3K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned800.00
Common Stock
IndirectShares owned20K
Total
20.80K indirect20.80K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 800.00 | Indirect |
| Common Stock | 20K | Indirect |
| Total | 20.80K | 20.80K indirect |
Derivative Holdings (Post-Transaction)1
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
5K
Shares owned
5K
Exercise price
18.0000
Expiration
—
Exercise window
—
Total
Underlying
5K
Owned
5K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 18.0000 | — | — | 5K | 5K |
| Total | 5K | 5K | ||||