GANT KENNETH R exercised options at QUAINT OAK BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 4/28/2020ACC: 0000927089-20-000253
0.00
Net shares
Net seller
$48.6K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
6K acquired · 6K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+6K
Price / share
$8.10
Trade value
$48.60K
% of position
40.3%
4/27/2020
14.89K→20.89K
Total
Net shares
+6K
Net value
$48.60K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/27/2020 | M · Option Exercise | +6K | $8.10 | $48.60K | 40.3% | 14.89K | 20.89K |
| Total | +6K | $48.60K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
6K shares
Shares
−6K
Strike price
8.10
Held after
0.00
Exercisable
—
4/27/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock6K shares | 4/27/2020 | M · Option Exercise | −6K | 8.10 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned20K
Common Stock
IndirectShares owned800.00
Total
20.80K indirect20.80K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 20K | Indirect |
| Common Stock | 800.00 | Indirect |
| Total | 20.80K | 20.80K indirect |
Derivative Holdings (Post-Transaction)1
Stock Option (Rights to Buy)
DirectUnderlying security
Common Stock
Underlying shares
5K
Shares owned
5K
Exercise price
13.30
Expiration
—
Exercise window
—
Total
Underlying
5K
Owned
5K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Rights to Buy) Direct | Common Stock | 13.30 | — | — | 5K | 5K |
| Total | 5K | 5K | ||||