Filed: 6/15/2018ACC: 0001144204-18-034414
+150K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
150K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Option to Purchase Common Stock
Direct
Converts to
Common Stock, par value $0.001
150K shares
Shares
+150K
Strike price
0.36
Held after
150K
Exercisable
—
6/6/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock Direct | Common Stock, par value $0.001150K shares | 6/6/2018 | A · Award | +150K | 0.36 | — | 150K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock par value $0.001
IndirectShares owned359.34K
Common Stock par value $0.001
DirectShares owned261.85K
Total
261.85K direct·359.34K indirect621.19K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock par value $0.001 | 359.34K | Indirect |
| Common Stock par value $0.001 | 261.85K | Direct |
| Total | 621.19K | 261.85K direct·359.34K indirect |
Derivative Holdings (Post-Transaction)2
Warrant to Purchase Common Stock
DirectUnderlying security
Common Stock, par value $0.001
Underlying shares
220.18K
Shares owned
220.18K
Exercise price
1.50
Expiration
—
Exercise window
—
Warrant to Purchase Common Stock
DirectUnderlying security
Common Stock, par value $0.001
Underlying shares
22.50K
Shares owned
22.50K
Exercise price
1.10
Expiration
—
Exercise window
—
Total
Underlying
242.68K
Owned
242.68K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant to Purchase Common Stock Direct | Common Stock, par value $0.001 | 1.50 | — | — | 220.18K | 220.18K |
| Warrant to Purchase Common Stock Direct | Common Stock, par value $0.001 | 1.10 | — | — | 22.50K | 22.50K |
| Total | 242.68K | 242.68K | ||||